Vrajlal Laxmidas Sodha v Financial Conduct Authority: FIN 2005/0031

Upper Tribunal Tax and Chancery decision of Judge Mowschenson QC, Member Lund and Judge Gemmell on 31 May 2006.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
31 May 2006

Read the full decision in Vrajlal Laxmidas Sodha v Financial Conduct Authority: FIN 2005/0031.

REGULATED ACTIVITIES Permission Refusal of application Threshold Conditions 4 and 5 Numerous previous complaints Failure to disclose previous warning Whether Tribunal satisfied as to Applicant s suitability No Reference dismissed.

Published 1 December 2016