Timothy Edward Baldwin and WRT Investments Limited v Financial Services Authority: FIN/2005/0011

Upper Tribunal Tax and Chancery decision of Judge Bartlett QC, Member Douch and Member Carter on 24 January 2006.

Read the full decision in Timothy Edward Baldwin and WRT Investments Limited v Financial Services Authority: FIN/2005/0011.

MARKET ABUSE - Conditions - Information not generally available to the market - Transactions in 2003 - Whether Applicants traded in shares in reliance on inside information, being information not generally available to market - No - Condition (a) of s.118(2) of FS&MA 2000 not satisfied - No penalty to be imposed PROCEDURE - Submission of no case to answer - Tribunal’s discretion in dealing with submission.

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