Timothy Alan Roberts, Andrew Wilkins v The Financial Conduct Authority: [2015] UKUT 0408 (TCC)

Upper Tribunal Tax and Chancery decision of Judge Mowschenson and Member O'Neill and Member Chapman on 6 August 2015.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
6 August 2015

Read the full decision in Timothy Alan Roberts and Andrew Wilkins v The Financial Conduct Authority: Decision [2015] UKUT 0408 (TCC).

Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty.

Published 1 December 2016