Timothy Alan Roberts and Andrew Wilkins v The Financial Conduct Authority: FS/2013/0008 FS/2013/0009
Upper Tribunal Tax and Chancery Judgement Clarification of Judge Mowschenson QC and Member O'Neill and Member Chapman on 8 September 2015.
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Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty.
Published 1 December 2016