Thomas Seiler, Louise Whitestone and Gustavo Raitzin v The Financial Conduct Authority [2023] UKUT 00133 (TCC)
Upper Tribunal Tax and Chancery Chamber decision of Judge Herrington and Tribunal Members Gary Bottriell and Mark White on 12 June 2023
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FINANCIAL SERVICES - whether executives of a private bank acted without integrity in relation to Finder’s arrangements entered into between the bank and a person connected with the bank’s client Fitness and properness of the executives concerned - prohibition order in relation to all functions in relation to regulated activities- s56 FSMA
Published 13 June 2023