Stephen Robert Allen v The Financial Services Authority: FIN/2008/0010
Upper Tribunal Tax and Chancery decision of Judge Brice and Members Gemmell and Members Palmer on 25 November 2009.
Read the full decision in .
PROHIBITION ORDER – whether Applicant was a fit and proper person - whether Applicant lacked honesty and integrity – no – whether prohibition order should prohibit the Applicant from performing any function (a total prohibition) – no – or whether prohibition order should prohibit the Applicant from performing any management or controlled function (a partial prohibition) – yes – Financial Services and Markets Act 2000 ss 2 and 56; FSA Handbook FIT 2.1.
Published 1 December 2016