Stephen Robert Allen v The Financial Services Authority: FIN/2008/0010

Upper Tribunal Tax and Chancery decision of Judge Brice and Members Gemmell and Members Palmer on 25 November 2009.

Read the full decision in Stephen Robert Allen v The FInancial Services Authority: FIN/2008/0010.

PROHIBITION ORDER – whether Applicant was a fit and proper person - whether Applicant lacked honesty and integrity – no – whether prohibition order should prohibit the Applicant from performing any function (a total prohibition) – no – or whether prohibition order should prohibit the Applicant from performing any management or controlled function (a partial prohibition) – yes – Financial Services and Markets Act 2000 ss 2 and 56; FSA Handbook FIT 2.1.

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