Stephen Edwards and White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002
Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Carter and Member Hanson on 30 November 2007.
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APPROVAL – Controlled function – Investment adviser – Whether fit and proper – Individual agent made three mortgage agency applications for his principal – Agent submitted his personal bank details and not those of principal – Errors corrected once drawn to his attention – Whether despite those errors individual agent remains a fit and proper person – Yes, by majority vote of Tribunal – FSMT 2000 ss 59 and 60.
Published 1 December 2016