Stephen Edwards and White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002

Upper Tribunal Tax and Chancery decision of Judge Oliver QC, Member Carter and Member Hanson on 30 November 2007.

Read the full decision in (1) Stephen John Edwards (2) White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002.

APPROVAL – Controlled function – Investment adviser – Whether fit and proper – Individual agent made three mortgage agency applications for his principal – Agent submitted his personal bank details and not those of principal – Errors corrected once drawn to his attention – Whether despite those errors individual agent remains a fit and proper person – Yes, by majority vote of Tribunal – FSMT 2000 ss 59 and 60.

Help us improve GOV.UK

Don’t include personal or financial information like your National Insurance number or credit card details.