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REGULATED ACTIVITIES - Permission - Refusal of application - Threshold Conditions 4
and 5 - Judgments entered against Applicant in 2003 and 2004 - Applicant failed to disclose
judgment debts when submitting HSF2 form - Whether Tribunal satisfied as to Applicant’s
suitability - No - Whether Tribunal satisfied as to Applicant’s financial resources - No -
Reference dismissed - FSMA s41(2).
Published 1 December 2016