Shafquat Raja trading as Heritage Personal Finance Consultants v Financial Services Authority: FIN/2004/0032

Upper Tribunal Tax and Chancery decision of Judge Bartlett QC and Member Burdon and Member Farquharson on 17 May 2005.

Read the full decision in Shafquat Raja trading as Heritage Personal Finance Consultants v Financial Services Authority: FIN/2004/0032.

REGULATED ACTIVITIES - Permission - Refusal of application - Threshold Conditions 4 and 5 - Judgments entered against Applicant in 2003 and 2004 - Applicant failed to disclose judgment debts when submitting HSF2 form - Whether Tribunal satisfied as to Applicant’s suitability - No - Whether Tribunal satisfied as to Applicant’s financial resources - No - Reference dismissed - FSMA s41(2).

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