Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Bates and Member Palmer on 15 May 2012.
Read the full decision Sachin Karpe v The Financial Services Authority: FS/2010/0019.
PERFORMANCE OF REGULATED ACTIVITIES – Conduct –
Disciplinary powers – Misconduct – Unauthorised trading – Whether
managing director carrying on “desk head” role is guilty of misconduct –
FSMA 2000 s.66(2).
Release date: 15 May 2012
Ministry of Justice
HM Courts & Tribunals Service
Upper Tribunal (Tax and Chancery Chamber)
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