Sachin Karpe v The Financial Services Authority: FS/2010/0019
Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Bates and Member Palmer on 15 May 2012.
Read the full decision .
PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Unauthorised trading – Whether managing director carrying on “desk head” role is guilty of misconduct – FSMA 2000 s.66(2).
Published 1 December 2016