Sachin Karpe v The Financial Services Authority: FS/2010/0019

Upper Tribunal Tax and Chancery decision of Judge Oliver QC and Member Bates and Member Palmer on 15 May 2012.

Read the full decision Sachin Karpe v The Financial Services Authority: FS/2010/0019.

PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Unauthorised trading – Whether managing director carrying on “desk head” role is guilty of misconduct – FSMA 2000 s.66(2).

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