Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Lund and Member Palmer on 15 October 2012.
Read the full decision in Raymond Wagner v The Financial Services Authority: FS/2011/0015.
DISCIPLINARY POWERS – Misconduct – Financial Penalty – Whether
misconduct proved – FSMA 2000 s.66.
Don’t include personal or financial information like your National Insurance number or credit card details.