Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Lund and Member Palmer on 15 October 2012.
Read the full decision in Raymond Wagner v The Financial Services Authority: FS/2011/0015.
DISCIPLINARY POWERS – Misconduct – Financial Penalty – Whether
misconduct proved – FSMA 2000 s.66.
Release date: 15 October 2012
Ministry of Justice
HM Courts & Tribunals Service
Upper Tribunal (Tax and Chancery Chamber)
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