Raymond Wagner v The Financial Services Authority: FS/2011/0015

Upper Tribunal Tax and Chancery decision of Judge Oliver QC, Member Lund and Member Palmer on 15 October 2012.

Read the full decision in Raymond Wagner v The Financial Services Authority: FS/2011/0015.

DISCIPLINARY POWERS – Misconduct – Financial Penalty – Whether misconduct proved – FSMA 2000 s.66.

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