Raymond Wagner v The Financial Services Authority: FS/2011/0015

Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Lund and Member Palmer on 15 October 2012.

Read the full decision in Raymond Wagner v The Financial Services Authority: FS/2011/0015.

DISCIPLINARY POWERS – Misconduct – Financial Penalty – Whether misconduct proved – FSMA 2000 s.66.

Published 1 December 2016