Raymond Wagner v The Financial Services Authority: FS/2011/0015

Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Lund and Member Palmer on 15 October 2012.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
15 October 2012

Read the full decision in Raymond Wagner v The Financial Services Authority: FS/2011/0015.

DISCIPLINARY POWERS – Misconduct – Financial Penalty – Whether misconduct proved – FSMA 2000 s.66.

Published 1 December 2016