TRIBUNAL Jurisdiction Matter referred Decision to fine Applicant for
market abuse and breaches of Principles 2 and 3 Decision referred to
Tribunal Authority s statement of case contends that Tribunal should
determine as appropriate action the withdrawal of Applicant s approval or
the prohibition of the Applicant Whether Authority s contention as to the
appropriate action relates to the matter referred Yes Financial
Services and Markets Act 2000, s.133.