Neil Haworth v Financial Services Authority: FIN/2006/0014
Upper Tribunal Tax and Chancery decision of Judge Mowschenson, Member Bates and Member Senior on 28 March 2007.
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AUTHORISATION – Part IV permission – Cancellation – Fit and proper person – Whether Applicant falls short of Threshold Condition 5 – Whether Applicant has failed to conduct business with integrity and in compliance with proper standards and failed to treat customer fairly – Yes – Reference dismissed.
Published 1 December 2016