Litaid Limited v The Financial Services Authority: FIN 2007/0003
Upper Tribunal Tax and Chancery decision of Judge Mowschenson, Member Abrams and Member Douch on 17 January 2008.
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Variation of Part IV Permission – Failure to submit Retail Mediation Activities Return on time – Failure to obtain professional indemnity insurance – whether failure showed that Applicant not conducting business soundly and prudently – Condition 5 – whether failure to respond to Authority in relation to Retail Mediation Activities Return involved a breach of Principle 11 (Relations with Regulators).
Published 1 December 2016