Laila Karan v The Financial Services Authority: FS/2010/0025

Upper Tribunal Tax and Chancery decision of Judge Oliver QC and Member Bates and Member Palmer on 15 May 2012.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
15 May 2012

Read the full decision in Laila Karan v The Financial Services Authority: FS/2010/0025.

PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Financial penalty – Whether client adviser guilty of misconduct – Appropriate penalty - FSMA 2000 s.66.

Published 1 December 2016