Upper Tribunal Tax and Chancery decision of Judge Oliver QC and Member Bates and Member Palmer on 15 May 2012.
Read the full decision in Laila Karan v The Financial Services Authority: FS/2010/0025.
PERFORMANCE OF REGULATED ACTIVITIES – Conduct –
Disciplinary powers – Misconduct – Financial penalty – Whether client
adviser guilty of misconduct – Appropriate penalty - FSMA 2000 s.66.
Release date: 15 May 2012
Ministry of Justice
HM Courts & Tribunals Service
Upper Tribunal (Tax and Chancery Chamber)
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