REGULATED ACTIVITIES - Performance - Prohibition Order - Fit and proper
person - Failure to reply to enquiries from Regulator - Trading while not authorised
on account of dissolution of partnership – Failure to conduct proper pensions review
- Non-payment of redress to customers - Trading without professional indemnity
cover - Failure to make proper disclosure in application for approval - Whether
applicant not a fit and proper person to perform functions relating to regulated
activities - Reference dismissed – FSMA 2000 s 32 - FSMA 2000 s 56
PRACTICE – guidance on form of chronology - guidance on core bundle.