James Perman and Company v The Financial Services Authority: Permission - FS/2010/0018
Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Gemmell and Member Lund on 1 September 2011.
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PERMISSION – Cancellation – Suitability/fitness and proprietary – Threshold Condition 5 – Inability or unwillingness to comply with requirements and standards under the regulatory system – Principle 11 of Principles for Business – Whether a failure on Applicant’s part to deal with Regulator in an open and co-operative way – Reference dismissed.
Published 1 December 2016