First Financial Advisers Limited v The Financial Services Authority: FS/2010/0038
Upper Tribunal Tax and Chancery decision of Judge Berner, Member Neill and Member Lund on 21 June 2012.
Read the full decision in .
Application for approval to perform Controlled Function CF30 – whether a fit and proper person – FSMA 2000, s 61 – integrity and reputation – competence and capability – financial soundness – conflict of interest – knowledge and understanding of investments recommended - proposal for remote supervision by applicant.
Published 1 December 2016