Financial Solutions (Euro) Ltd v The Financial Conduct Authority: [2020] UKUT 0139 (TCC)
Upper Tribunal Tax and Chancery decision of Judge Herrington and Member Neill and Member Freeman on 22 April 2020.
Read the full decision in .
FINANCIAL SERVICES – Decision Notice cancelling Part 4A permission on grounds applicant did not have professional indemnity insurance and was failing to pay fees and levies - whether applicant continued to satisfy the threshold conditions of having appropriate resources and suitability-whether matter should be remitted for reconsideration in the light of Tribunal’s findings – yes - reference allowed - ss 55B, 55J, Schedule 6 para 2D and 2E FSMA 2000- MIPRU 3.2.1 and FEES 2.3.1R of the Authority’s Handbook of Rules and Guidance.
Published 22 April 2020