David John Sime and Elmswood.EU Limited v The Financial Services Authority: FS/2010/0040

Upper Tribunal Tax and Chancery decision of Judge Bartlett and Member Abrams and Member Douch on 10 January 2012.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
10 January 2012

Read the full decision in David John Sime and Elmswood EU Limited v The Financial Services Authority: FS/2010/0040.

APPROVAL FOR CONTROLLED FUNCTIONS - FSMA ss59, 60, 61 –Whether first applicant satisfied threshold conditions for approval – whether fit and proper AUTHORISATION FOR REGULATED ACTIVITIES – FSMA ss40, 41 – Whether second applicant satisfied resources condition for authorisation.

Published 1 December 2016