David John Hobbs v The Financial Services Authority: FS/2010/0024
Upper Tribunal Tax and Chancery decision of Judge Berner and Member O’Neill and Member Burdon on 22 November 2012.
Read the full decision in .
FINANCIAL SERVICES – FSMA s 123 – financial penalty - FSMA s 118(5) – whether conduct of Applicant constituted market abuse – FSMA s 56 - prohibition order - whether Applicant a fit and proper person.
Published 1 December 2016