Upper Tribunal Tax and Chancery decision of Judge Berner and Member O’Neill and Member Burdon on 22 November 2012.
Read the full decision in David John Hobbs v The Financial Services Authority: FS/2010/0024.
FINANCIAL SERVICES – FSMA s 123 – financial penalty - FSMA s
118(5) – whether conduct of Applicant constituted market abuse – FSMA s
56 - prohibition order - whether Applicant a fit and proper person.
Release date: 22 November 2012
Ministry of Justice
HM Courts & Tribunals Service
Upper Tribunal (Tax and Chancery Chamber)
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