Arif Mohammed v The Financial Services Authority: FIN/2004/0017
Upper Tribunal Tax and Chancery decision of Judge Blair QC and Member Farquharson and Member Palmer on 29 March 2005.
Read the full decision in .
FSMA: MARKET ABUSE – restrictions on share dealing by an auditor - expert evidence – misuse of information - qualifying investments - information not generally available to those using the market - “based on” - relevant information - failure to observe reasonably expected standard of behaviour - penalty.
Published 1 December 2016