Allen Phillip Elliott v Financial Services Authority: FIN/2004/0001
Upper Tribunal Tax and Chancery decision of Judge Brice and Member Abrams and Member Burdon on 30 March 2006.
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REGULATED ACTIVITIES – performance of - prohibition order - whether Applicant a fit and proper person to perform functions in relation to regulated activities carried on by an authorised person – no – whether the Authority had power to make a prohibition order – yes - reference determined in favour of the Authority – Financial Services and Markets Act 2000 s 56.
Published 1 December 2016