Alberto Micalizzi v The Financial Conduct Authority: [2014] UKUT 0335 (TCC)
Upper Tribunal Tax and Chancery decision of Judge Berner and Member Palmer and Member Freeman on 29 July 2014.
Read the full decision in .
FINANCIAL SERVICES – whether applicant guilty of misconduct – breach of Statement of Principle 1 – dishonesty and lack of integrity – whether applicant is a fit and proper person – withdrawal of approval to carry out approved functions – FSMA, s 63 – prohibition order – s 56 – financial penalty – s 66.
Published 1 December 2016