[2026] UKUT 00162 (TCC) Fenech & Dunne v FCA
Upper Tribunal Tax and Chancery decision of Judge Redston on 27 April 2026.
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FINANCIAL SERVICES – transfers from defined benefit schemes to defined contribution schemes – Decision Notices issued on basis that advice not suitable or compliant – one matter relied by Authority being outside the six year limitation period – sampling and review process – Authority’s change to outcomes of review process – Tribunal findings about the sample majority of advice suitable – findings about other advice and supervision failings – whether Applicants were dishonest – whether one Applicant was reckless – Applications allowed in part
Updates to this page
Published 27 April 2026