(1) Timothy Alan Roberts (2) Andrew Wilkins v Financial Conduct Authority: [2015] UKUT 0408 (TCC)
Upper Tribunal Tax & Chancery decision of Judge Terence Mowschenson and Members Sandi O’Neill and Christopher Chapman on 6 AUGUST 2015.
Read the full decision in .
Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty.
Published 1 December 2016