(1) RANGECOURT SA (Formerly Banque Havilland SA) (2) EDMUND LLOYD ROWLAND (3) VLADIMIR BOLELYY v THE FINANCIAL CONDUCT AUTHORITY 2026] UKUT 00047 (TCC)
Upper Tribunal Tax and Chancery Decision of UPPER TRIBUNAL JUDGE JONATHAN CANNAN on 03 February 2026
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FINANCIAL SERVICES – whether a firm failed to conduct its business with integrity – whether director and employees lacked integrity in preparing a document describing a strategy of market manipulation – whether part of the firm’s business – whether conduct of the individuals could be attributed to the firm – whether a junior employee was subject to the Authority’s Individual Conduct Rules – whether penalties should be reduced – reasonableness of prohibition orders
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Published 3 February 2026