Investment Management System: compliance audit module

Guidance on using the online system for recording and submitting audit findings.



The new compliance audit module allows auditors to record and submit audit findings, and the Homes and Communities Agency and providers to review and respond to these, on a secure, online environment.

The audit process itself remains essentially the same, but the introduction of the new module has enabled it to be automated. All information relating to the audit process will be stored securely on the system and will provide transparency on progress to all participants.

This document provides guidance to external users on how to gain access and use the system.