Guidance

A5/2020: Housing Benefit Award Accuracy Initiative

Updated 10 February 2021

Who should read

Housing Benefit staff

Action

For information

Guidance Manual

The information in this circular does not affect the content of the HB Guidance Manual

Queries

For queries about the:

Introduction

1. The Housing Benefit (HB) Award Accuracy Indicator launch letter (see Annex A for copy of the letter with associated questions and answers) sent out to all local authorities (LAs) on 27 February 2020 details the Department for Work and Pensions’ (DWPs) plans to continue focusing on improving LAs Housing Benefit (HB) award accuracy.

2. This circular sets out the details of the HB Award Accuracy Initiative and the funding LAs will receive to undertake mandated activities to identify unreported changes of circumstances. The funding is designed to support LAs undertaking specific, mandatory activities to proactively identify unreported changes and make sure that the right amount of benefit is paid to the right person, at the right time.

3. LAs do not need to opt-in to these activities because they are mandatory. The required activities take effect from 1 April 2020. However, if LAs have resourcing issues, they can commence any time up to the 1 June 2020.

4. Those LAs commencing the mandatory activities after 1 April will need to confirm their expected start date with DWP, stockpile the work and make sure they undertake all 12 months’ work over the remaining period of the year.

HB Award Accuracy Initiative funding

5. DWP is funding LAs to undertake the following activities:

  • HB Full Case Reviews (FCRs)
  • HB Matching Service (HBMS) referrals, including:

– self-employed Earnings Reviews (SERs)

  • the correct recording of cases and the return of management information (MI) to DWP, including:

– the correct recording of case outcomes on LA IT systems to inform SHBE (Single Housing Benefit Extract) – the return of clerical MI to DWP for HBMS case outcomes

Key points

6. The key points to support HB Award Accuracy are:

  • LAs are not required to opt-in as HB Award Accuracy activities are mandatory
  • funding will be paid by April 2020 in one instalment as a grant to each LA.
  • the requirement to undertake the mandatory activities takes effect from 1 April 2020 – however, there is flexibility to launch up-to and including 1 June 2020 if LAs need more time to prepare/recruit additional staff
  • LAs need to inform HDD of their expected start date by 27 March 2020
  • LAs need to ensure correct recording and prompt return of MI to DWP

Mandatory activities

FCR

Definition

7. An FCR requires the claimant to supply all their current details and evidence requirements to the LA again in order for HB to be re-determined.

8. We are not prescribing how LAs undertake these reviews. The key elements are the:

  • claimant is required to supply all their details again
  • LA to validate this information with appropriate evidence in accordance with their review processes, in order to identify any changes of circumstances and recalculate a claimant’s HB award accordingly

Targeted FCR

9. Each LA’s HB Award Accuracy Indicator score uses a risk model to estimate the expected value of HB reductions each LA should process based on their caseload composition. From 1 April 2020 it is mandatory for LAs to undertake FCRs on the top 400,000 HB cases identified nationally by risk score. LAs should review cases identified by the DWP risk score rather than any other risk indicators the LA may have used in the past. The number of high risk cases in your LA and how you can identify them is shown in subsequent parts of this circular.

10. The risk model predicts the probability of an HB case having a change of circumstances. In 2019 a pilot was undertaken with 16 LAs that conducted FCRs on high and medium risk cases.

11. The pilot demonstrated a significant volume and value of unreported changes identified when LAs conduct FCRs. 64% of high risk cases reviewed resulted in a change to HB entitlement compared to 22% for medium risk cases. This demonstrates that the risk model is a good predictor of the likelihood that a case has a change of circumstances and that LAs will get the greatest return on investment by reviewing the high risk cases.

12. Based on the successful results of the pilot DWP are providing additional funding to enable LAs to undertake FCRs to improve HB award accuracy.

Data description

13. In January 2020 the ‘Risk Based’ caseload data LAs historically received with their HBMS referrals was decommissioned, whilst a new methodology was developed and tested.

14. From March/April 2020, each LA will start to receive new monthly Caseload Risk Data providing a risk score, ranked from high to low for each HB claim in their live caseload, based on the latest Single Housing Benefit Extract (SHBE) return.

15. The top 400,000 cases attracting the highest risk scores will be separately identified at a national level, apportioned and then marked accordingly within each LAs monthly data.

16. This will be sent as a separate file and will be part of the HBMS package issued each month to LAs.

17. LAs are mandated to undertake an FCR for these high risk score cases. Where the LA has already undertaken a FCR within the previous 12 months for a high risk score case the LA will need to determine the value of undertaking a further review on a case by case basis. If LAs choose not to review the case again they should move onto the next highest risk score case.

18. Where volumes of separately identified high risk score cases are lower than expected (in other words, based on the resource funded to undertake FCR activity) then the LA should consider undertaking additional FCRs based on the next high risk score cases within the Caseload Risk Data.

19. The Caseload Risk Data will be refreshed monthly. LAs are likely to see fluctuations in those high risk cases as a result of changes within their caseload due to a number of factors, such as changes in HB claimant’s circumstances and seasonal factors built into the DWP Risk Model, which allocates the risk score.

20. Do note LAs are not expected to action all cases marked as a high risk score within the month the data is received. FCR case volumes should be scheduled to be conducted over the entire 12-month period. Refreshed data will see changes each month to the volumes communicated. LAs are expected to conduct a minimum number of FCRs based on a ‘mean average’ of cases over a 12-month period.

21. Here is an example of how a ‘mean average’ is calculated:

Example 1: An LA receiving the following case volumes of:

March 168, April 182, May 177, June 180, July 172, August 190, September 179, October, 183, November 182, December 162, January 178, February 181

would be expected to conduct:

(168+182+177+180+172+190+179+183+182+162+178+181) = 2,134 Cases

2,134 divided by 12 (number of data files) = Mean Average of 178 Cases.

Data delivery

22. LAs will recognise the Caseload Risk Data through the following file name AOBWR627_LAID_RISK.csv.

23. LAs will be expected to identify volumes of cases from the file each month and upload into their IT Systems to commence FCR intervention activity. IT Supplier Guidance will be provided to support LAs in the uploading of cases in a format acceptable to your IT System.

24. The first download of data in scope of the mandatory 2020-21 activities will be issued to LAs between week commencing 9 March 2020 to week commencing 30 March 2020 (weeks 1 to 4 of HBMS data sharing cycle).

25. The final download of data in scope of the 2020-21 mandatory activities will be issued to LAs between week commencing 8 February 2021 to week commencing 1 March 2021 (weeks 1 to 4 of HBMS data sharing cycle).

26. This will constitute 12 monthly downloads of data and will form the baseline referral volumes against which FCR mandatory activity will be monitored.

MI

27. LA activity associated with FCRs undertaken will be monitored by DWP via SHBE. Specifically, we will be extracting data from the Fraud and Error detection activities, Change and Error Records.

28. A list of the actual SHBE fields DWP will be monitoring is included below:

F&E detection activities record

Field Activity
Field 171 Date Fraud activity initiated
Field 173 Code 1 = High risk score referral from HBMS
Field 174 ‘Y’ Full review
Field 175 Date Fraud and Error detection activity completed
Field 176 Outcome

Change record

Field Activity
Field 50 Weekly HB entitlement before change
Field 248 New weekly HB entitlement after the change
Field 251 Date LA first notified of change in claim details
Field 253 Date change of details are effective from
Field 254 How was the change identified (=8 LA review)
Field 255 Date supersession decision was made on the HB claim
Field 320 Unique T-record identifier

Error record

Field Activity
Field 320 Unique T-record identifier
Field 337 Total value of payment error
Field 338 Weekly benefit discrepancy at start of payment error
Field 339 Start date of payment error period
Field 340 End date of payment error period
Field 341 What was the cause of the overpayment

29. It is imperative that LAs are compliant with their IT supplier guidance in recording information both fully and accurately on the front end IT Systems for activity relating to:

  • fraud and error detection
  • change
  • error

30. These data fields will feed the SHBE fields against which DWP will extract MI as detailed above.

31. It is essential that LAs put processes in place to ensure compliance in the accurate recording of FCR information on front end IT Systems, which in turn is captured via SHBE to inform DWP MI reports. Failure to comply will impact both LA’s and DWP’s ability to effectively monitor performance and result in potentially unproductive engagement with your LA by DWPs Performance Development Team (PDT).

32. LAs should engage with their LA IT Supplier where you have any queries about your LA IT supplier guidance to make sure you are recording all required/mandatory MI correctly.

33. We will provide details on Pathway for accessing LA IT Supplier Guidance for Northgate, Capita and Civica as soon as the data is published.

34. Specifically, when setting up the initial fraud and error detection record it is important that LAs identify the case as ‘Code 1 = High risk score referral from HBMS’ and mark up as a full review not partial review.

35. LAs must not use ‘Code 1 = High risk score referral from HBMS’ to identify the setting up of any other fraud detection activity, not directly attributed with the new Caseload Risk Data. This is to avoid the corruption of data extracted by DWP from SHBE to monitor LA performance.

36. DWP will look to share the coding utilised to extract performance information from SHBE so that LAs can extract comparable data sets. LAs should note exact comparisons can only be made where LAs use the most recent returned SHBE file to DWP.

37. The 2020-21 SHBE timetable of returns is provided at Annex B.

HBMS referrals, including SERs

Data description

38. All HBMS referrals issued to LAs will become mandatory and LAs already receive HBMS referrals on a monthly basis. In addition to the Self-assessment income business rules there are 22 in total. A list of those rules can be found at Annex C. Additional information on the rules can be found by accessing the HBMS Rules Guide, which is available on Glasscubes.

HBMS SER

39. In 2019, following a successful pilot, HDD supported a review of self-employed cases where the HB claimants and/or partners declared earnings had remained unchanged for over 12 months. 365 LAs opted-in to review 72,000 self-employed cases.

40. The SER demonstrated a significant volume and value of unreported changes identified; 75% of the case reviews resulted in a change in HB entitlement.

Data description

41. The new self-employment data consists of four HBMS business rules, as follows:

  • HBSA002: A separate business rule which identifies non declared self- employed earnings under £10,000

  • HBSA003: highlighting potential discrepancies between earnings declared by the HB claimant/partner to HM Revenue & Customs (HMRC) and LA IT Systems (potential underpayments). 2018-19 tax year information

  • HBSA004: highlighting potential discrepancies between earnings declared by the HB claimant/partner to HMRC and LA IT Systems (potential overpayments)

  • HBHB405 A rule that replicates the self-employment review data issued to LAs in 2018-19, identifying where no change has been made to self-employed earnings notified to the LA within the last 12 months. Launched week commencing 9 March 2020.

42. It should be noted that cases of non-declared earnings that exceed £10,000 are identified and submitted direct to DWP Fraud Investigations for considered action; LAs do not receive these referrals.

43. From April 2020 HBSA002, HBSA003 and HBSA004 will be updated to utilise 2018-19 tax year information.

Data delivery

44. Each LA will receive the HBMS referrals (including SER) as part of their monthly HBMS suite of rules.

45. The first download of data in scope of the 2020-21 mandatory activities will be issued to LAs between week commencing 9 March 2020 (Week 1 of HBMS data sharing cycle) to week commencing 30 March 2020 (Week 4 of HBMS data sharing cycle).

46. The final download of data in scope of the 2020-21 mandatory activities will be issued to LAs between week commencing 8 February 2021 (Week 1 of HBMS data sharing cycle) and week commencing 1 March 2021 (Week 4 of HBMS data sharing cycle).

47. This will constitute 12 monthly downloads of data and will form the baseline referral volumes against which HBMS mandatory activity will be monitored.

48. Do note the new HBHB405 no change in earnings rule will begin to be issued to LAs from week commencing 9 March, in line with LAs timetabled receipt of HBMS rules.

MI

49. MI on HBMS rules activity is gathered via LAs completing and returning the clerical HBMS MI return (Excel File) which is provided with each HBMS download. This is because SHBE at present cannot currently accurately capture the information by individual rule. (DWP is looking at the possibility of automating the MI collection via SHBE during 2020-21).

50. However, collecting the data clerically does not preclude LAs from recording HBMS rule activity both fully and accurately, for fraud and error detection and/or change on their front end IT Systems in line with IT Supplier Guidance.

51. It is imperative that HBMS rule activity is captured as ‘Code 2 – HBMS Data Match Referral’ to ensure there is no cross contamination with risk based FCR activity MI.

52. A key mandatory aspect of the initiative linked to receipt of funding is that LAs comply with the correct recording of cases and the return of MI to DWP.

53. LAs should refer to the HBMS Rules Guide available on Glasscubes, which has been revised to better support the accurate completion and submission of HBMS MI Spreadsheet returns.

54. At present many LAs are non-compliant with the completion and return of the clerical excel HBMS MI spreadsheet’s’ to DWP. It is essential that LAs put processes in place to complete and return the clerical excel HBMS MI spreadsheet to DWP. Failure to comply will impact both LA’s and DWP’s ability to effectively monitor performance and result in potentially unproductive engagement.

55. DWP has put in place procedures to identify those LAs who are non-compliant, to inform conversations between HDDs Performance Relationship Managers and the relevant LAs.

56. Annex D provides a copy of the monthly clerical HBMS MI return dates which are aligned with the SHBE timetable of returns. Returns should be submitted to
hbms@dwp.gov.uk

57. It should be noted that it is likely that LAs will have to submit more than one HBMS clerical MI return each month. This is because previous clerical HBMS MI spreadsheets submitted by the LA will need to be continually updated with the latest information, until all listed cases have reached an outcome position. However, LAs can submit the same clerical spreadsheet without removing previous entries as DWP systems can identify duplicates.

58. It is not acceptable for LAs to stockpile clerical HBMS MI returns until all cases have reached an outcome stage, prior to submitting the return to DWP, as such time lags will provide an inaccurate picture of activity undertaken by the LA.

59. LAs will need to put their own processes in place to clerically build an overview of their ‘in year’ performance utilising the clerical HBMS MI spreadsheets. The figures should be consistent with DWP’s data which is directly derived from the returned clerical HBMS MI spreadsheets.

HB Award Accuracy Initiative funding allocations methodology and estimated volumes

FCR allocation methodology

60. There will be 400,000 FCR conducted annually, nationwide. DWP has secured funding on this basis, using a unit cost of £21.43 per review. Each LA has been allocated funding based on the average number of their caseload that appears in the top 400,000 cases nationally in the period January-December 2019.

FCR volumes and funding

61. Funding was calculated for each LA separately and is based on an expected volume of FCRs. These can be scheduled throughout the financial year; however, it is expected that they should be as evenly spread as possible throughout the year.

FCR unit cost calculations

62. The unit cost of £21.43 is based on an FCR taking 57 minutes. This average was derived from the FCR pilot involving 16 LAs. LAs taking part reported an average duration of 24 minutes as the time taken to conduct a FCR. However, there was a lot of variation depending on the complexity of the case. We consulted with a number of LAs and agreed to increase the unit cost to £21.43 (57 minutes) to account for complex cases and the cost of HB debt collection, appeals and any supporting clerical administration.

63. The risk model used to calculate the risk associated with a housing benefit case has a seasonal element and as such there will be some months when you have a much higher or lower number of cases in the top 400,000. We encourage LAs to spread the full case review work over the course of the year and not allowing cases to build up towards the end of the year.

HBMS referrals allocation methodology

64. The total funding for mandating completion of all HBMS referrals (not including SER; see below for separate detail) was determined by calculating the cost of mandating all referrals issued in 2018-19 and adjusting this using forecasts for 2020-21.

65. The funding allocation for each LA has been determined by calculating the percentage of the national caseload their caseload accounts for (as at December 2019) and applying this percentage to the total funding pot.

66. It has been calculated on this basis so that those LAs who already manage the accuracy of their HB caseload are not losing out.

HBMS volumes and funding

67. Do note, there are a number of factors that impact the volume of HBMS referrals including reducing HB volumes and the introduction of new HBMS rules later in 2020/2021. It is assumed that the combination of these factors will result in the volume of HBMS referrals you will be required to process to remain roughly the same as 2019.

68. The funding allocation for individual LAs has been provided in the HB Award Accuracy Initiative letter issued to LAs on 12 March 2020.

HBMS unit cost calculations

69. The unit cost used to calculate the total funding allocation was £13.26. This is based on 35 minutes per referral. It is slightly more than the standard change of circumstances unit cost of £10.58, to reflect the additional time required to process complex HBMS referrals and any supporting clerical administration.

SER allocation methodology and funding

71. As opposed to the other HBMS referrals, the total funding for the Self-Employed Case Reviews (SER) was based on the forecasted self-employed caseload for April 2020, using a unit cost per review of £31.16.

72. The funding allocation for each LA has been determined by calculating the percentage of the national self-employed caseload for their self-employed caseload accounts for (as at December 2019) and applying this percentage to the total funding pot.

73. It has been calculated on this basis so that those LAs who are already proactive in reviewing their self-employed caseload are not losing out.

SER volumes

73. Funding allocations have been worked out separately for each LA and provided in the HB Award Accuracy Initiative letter issued to LAs on 12 March 2020.

74. However, the volume of self-employed cases is expected to reduce throughout 2020-21 as cases move to UC or have a change of circumstances.

75. If you feel that the volume of self-employed cases is not an accurate reflection of the volume of self-employed cases in your LA, you will need to ensure that all self-employed cases are accurately recorded on your HB IT system and ultimately SHBE, so that funding can be more accurately allocated in future years.

76. The total funding allocation is lower than that issued in 2019 as it is based on the forecasted self-employed caseload for 2020-21.

SER unit cost calculations

77. The unit cost of £31.16 is based on a review length of 82 minutes. This is the same amount as previously provided for the self-employed review in 2019 and includes an element for overpayment recovery action and accounts for the complexity of the work and any supporting clerical administration.

Other fraud and error activities

78. Other business as usual fraud and error activity should continue as normal.

Questions and answers

79. Annex E provides a number of questions and answers.

Annex A: Copy of HB Award Accuracy Indicator letter

My address: Clare Elliott, Head of Housing Delivery Division

Date: 27 February 2020

By email [Insert LA Inbox email address]

Please forward to your:

Revenues and Benefits Managers Chief Finance Officers

Dear colleagues

Introducing the Housing Benefit Award Accuracy Indicator

[Name of LA]

Introduction

Paying the right amount of Housing Benefit (HB), at the right time, to the right person, is already a high priority for local authorities (LAs). Moving forward in 2020 and beyond, Housing Delivery Division (HDD) will work with all LAs to further improve the accuracy of HB awards.

HDD has worked with a small number of LAs and, in consultation with the Local Authority Associations (LAAs), developed an HB Award Accuracy Indicator which enables the Department for Work and Pensions (DWP) to help assess LA performance.

This Indicator will help you to:

  • benchmark your performance against other similar LAs
  • identify where improved activities can be incorporated as good practice
  • develop improvements plans and/or share good practice.

We will provide the new HB Award Accuracy Indicator to LAs each quarter as management information (MI) which will, along with the published Speed of Processing (SoP) data, form the key source of information to oversee the effective delivery of HB.

How HB Award Accuracy Indicator performance is calculated

The HB Award Accuracy Indicator is calculated by comparing the actual value of weekly reductions processed by each LA to the expected value of weekly reductions we believe LAs should be making, based on a range of claim characteristics which estimate the risk of the claim having a change of circumstances. Performance will differ across LAs based on their HB caseload composition and it takes account of variations in regional rent levels and claimants who move to Universal Credit (UC).

HB Award Accuracy - Key performance information

The Annexes provide HB Award Accuracy Indicator key performance information, as follows:

1. Historical HB Award Accuracy Indicator performance over the last two years comparing your LA with national and regional averages, top performing LAs and the average performance of LAs similar to your own

2. Historical HB Award Accuracy Indicator performance; Expected compared against Achieved

3. The distribution (in %) of your HB caseload, in terms of the case risk score i.e. the probability of the case incurring a change of circumstances. You can compare how your caseload is distributed by risk score and compare this to national and regional averages

4. Questions and answers

5. Latest HB Award Accuracy Indicator performance (Quarter 2 (Q2) 2019-20) for all LAs (anonymised).

HB Caseload Risk Data

The biggest driver which affects the HB Award Accuracy Indicator is the level of risk associated with your HB caseload and the activities undertaken to identify unreported changes of circumstances. It is important to note that Official Error in HB is very low compared to other DWP benefits. A low HB Award Accuracy Indicator score suggests the LA needs to find more HB changes and/or educate claimants to report more changes, in order to reduce estimated losses of £1.3 billion due to HB inaccuracies.

To enable you to target your activities we will also be sending you a list of your full HB caseload, ranked in order by the HB Award Accuracy risk score. Our work with a small selection of LAs demonstrated that using these risk scores to target Full Case Reviews (FCRs) provides a high hit rate and will help identify more unreported changes in order to improve your HB Award Accuracy.

We are hoping to secure funding for 2020-21 to provide LAs with additional resources to undertake FCRs from 6 April on these high risk cases. If funding is secured we will provide further details before the end of March. If funding is not secured LAs can still use this data to target FCRs to get the best return on investment and improve their HB Award Accuracy.

More information about the Caseload Risk Data will be issued prior to March 2020, when it will be made available to all LAs.

Engagement

HDD will use the HB Award Accuracy Indicator as management information (MI) only. For benchmarking purposes, we will share an anonymised list of all LAsHB Award Accuracy Indictor data (as per Annex 5), along with the individual data shown in graphs (Annexes 1-3). HB Award Accuracy scores will not be published.

HB Award Accuracy Indicator performance will form part of our ongoing performance engagement as set out in Circular HB A6/2019 (revised) Housing Benefit operational information, performance support and engagement 2019 to 2020.

HDD’s Performance Development Team (PDT) offers free consultancy support to LAs who want to take a more proactive approach to identify opportunities to improve HB Award Accuracy. PDT will share good practice and work with LAs to understand performance issues and help target the best activities to improve the effectiveness and accuracy of HB delivery.

Please contact: hdd.pdtconsultants@dwp.gov.uk if you would like to make enquiries regarding consultancy support or if you have a high Indicator score and you would like to share any good practice with PDT.

Next steps

Please review the content of this letter and consider what action you may need to take to improve your HB Award Accuracy performance and whether you should report this MI to council members (along with your SoP performance). Circular HB A6/2019 (revised) Housing Benefit operational information, performance support and engagement 2019 to 2020 provides more information.

We will provide your HB Award Accuracy Indicator data and supporting information quarterly and in the same format as the annexes in this letter so that you can monitor the effectiveness of any improvement plans you put in place.

If you have any general or technical queries about the information contained in this letter you can email: hddhb.fed@dwp.gov.uk

I thank you for your continued support in improving the accuracy of your HB awards.

Yours faithfully

Clare Elliott Head of Housing Delivery Division

Annex A (continued)

HB Award Accuracy Indicator questions and answers

Q1. What if an LA wants more information about how the HB Award Accuracy Indicator is calculated?

A1. LA can email: hddhb.fed@dwp.gov.uk with any question as to how the Indicator is calculated.

Q2. How does the model work? How do you calculate the expected value of weekly reductions for my authority? How is my score calculated? What is classed as high/medium risk?

A2. The HB Accuracy Award Indicator score is calculated by dividing the value of reductions to entitlement achieved (calculated directly from SHBE) by the value of reductions to entitlement expected (calculated using a model, based on SHBE caseload information).

HB Award Accuracy Score = HB reductions achieved divided by HB reductions expected

The value of reductions achieved is calculated by adding together the value of terminations (when a claimant ceases to receive HB) and decreases (when a claimant receives less HB than in the previous month). The value of the termination is the value of HB entitlement in the previous month. We identify decreases by comparing the HB entitlement in consecutive months. The value of the decrease is the difference in entitlement between the two months. This gives a value of reductions to entitlement achieved for each claimant in each month. The individual values are then summed across months to get national, regional and LA level figures for each quarter.

We also take into account cases that migrate to UC. If a claim does not appear on SHBE (Single Housing Benefit Extract) for at least two consecutive months we assume that the claim has been terminated. However, a claim would also stop appearing on SHBE if the claimant had undergone a change of circumstances that triggered a move to UC. A claimant who moves to UC may still be receiving Housing costs, so it would be misleading to assume that the LA had found a reduction of the full value of HB entitlement. However, it is difficult to see from a UC claim what the equivalent HB entitlement would have been. Therefore, we cannot reliably assign a value of reduction to a HB claim that moves to UC. Instead we identify claims that have undergone natural move to UC (by data matching with the UC caseload) and exclude them from both the achieved and expected values where they are claiming UC Housing costs and remain within the same LA. This allows us to draw meaningful comparisons between the HB Award Accuracy indicator scores of LAs with different UC rollout schedules.

The expected value of reductions is calculated in the same way as the actual values, in other words by adding together the value of terminations and decreases. The expected value of terminations is calculated by multiplying the probability of a termination by HB entitlement. The expected value of a decrease is calculated by multiplying the expected probability of a decrease by the expected value of a decrease. The probabilities and expected values of decreases are estimated using logistic and linear equations that use the following characteristics; claim type (for example, passported/standard), tenancy type, amount of HB entitlement, claimant’s age, gender, capital, total disregarded income, number of dependants, number of non-dependants, temporary/supported accommodation and partner status. Although HB entitlement is a predictor, it does not follow a linear relationship with the probabilities or expected value of decrease. Therefore, we group claims into those with HB entitlement greater than £120, and those without, and use different equations for each group.

This gives a value of reductions to entitlement expected for each claimant in each month. Monthly values are then summed to get national, regional and LA-level figures for each quarter. We observe seasonality in LAs’ activity. For example, certain tasks are more likely to be undertaken at year-end at the expense of other interventions. To ensure that our expected value of reductions reflects this we use slightly different equations for each quarter.

The value of HB reductions expected is calculated by DWP analysts using the following criteria:

Predictive characteristic
HB entitlement
Passported status
Tenancy type
Partner flag
Claimant’s age
Claimant’s gender
Claimant’s capital
Claimant’s total disregarded income
Number of dependants
Number of non-dependants
Temporary/supported accommodation

These characteristics are the ones that have been found to provide the most efficient model for predicting the expected amount of reductions to entitlement.

Q3. Why should I report on this to council members?

A3. HB Award Accuracy is a key driver for DWP. The HB Award Accuracy Indicator provides council members with meaningful information at LA level on award accuracy which enables LAs to monitor both delivery and accuracy. The volume of HB new claims has fallen significantly since the HB Working Age gateway closed in December 2019, therefore, this is a good time to consider, improve and report HB Award Accuracy. In addition, HB Award Accuracy could have a significant financial impact on the HB subsidy allocations for your LA. If the reporting accountant identifies HB award errors in case sampling (required for the audited final HB subsidy) this could result in subsidy being recovered and the cost would need to be borne by the council. On this basis alone we would expect that your council members would be interested to know what proactive steps to improve your HB Award Accuracy are in place.

Q4. Why introduce this now when HB is being phased out and my caseload is reducing? Is this more to do with cleansing the caseload ready for UC?

A4. The current spend on HB is £20.8 billion, second only to State Pension. The estimated cost of inaccuracy to the taxpayer is estimated to be £1.3 billion per annum. HB will continue to be administered by LAs for many years; moving Working Age claimants to UC will not be completed until Sept 2024 at the earliest. HB Pension Age customers will continue to receive HB well beyond 2024.

Q5. Why is the Indicator calculated using only reductions and not increases as well?

A5. The HB Award Accuracy Indicator is an estimate of how well each LA is managing its HB caseload. Unidentified reductions in HB entitlement are estimated to be far larger by both volume and value than increases in entitlement. However, activities LAs undertake to identify unreported changes are likely to identify both increases and reductions in entitlement and this is a key element of paying the right amount, to the right person, at the right time. Developing an accuracy indicator which incorporates both increases and reductions in entitlement is very complicated as unreported increases may offset unreported changes and make the indicator less meaningful. We believe it is sensible to focus on reductions in HB entitlement, to keep the measure as simple and meaningful as possible.

Q6. What is Caseload Risk Data?

A6. The Caseload Risk Data is where we take the entire HB caseload and score each case based on the probability of there being a change in entitlement. More detail regarding Caseload Risk Data, when it will commence and how it will be delivered to your LA will be communicated in due course.

Q7. Why is HB Award Accuracy information anonymised?

A7. As part of notifying an LA of their own Indicator score we are also providing the score of all other LAs so you can see how well other LAs are performing (see Annex 5). The HB Award Accuracy Indicator will not be published and DWP is not in a position to share the information of other LAs unless it is anonymised. If LAs want to share their performance between themselves and/or share good practice they are free to do so.

Annex B: SHBE LA timetable of returns 2020-21

Breaks

End of year: Week commencing 30/03/2020 and 06/04/2020
Christmas: Week commencing 21/12/2020 and 28/12/2020

Day of transfer Relevant month Earliest data extraction date Data transfer date Local Authority name Local Authority number
Monday Apr-20 07/04/2020 14/04/2020 Blackpool 12302
Monday May-20 04/05/2020 11/05/2020 Bolton 20101
Monday Jun-20 01/06/2020 08/06/2020 Bury 20102
Monday Jul-20 29/06/2020 06/07/2020 Cheshire East UA 10609
Monday Aug-20 27/07/2020 03/08/2020 Cheshire West & Chester UA 10610
Monday Sep-20 25/08/2020 01/09/2020 Chorley 12304
Monday Oct-20 21/09/2020 28/09/2020 Fylde 12305
Monday Nov-20 19/10/2020 26/10/2020 Halton 10605
Monday Dec-20 16/11/2020 23/11/2020 Hyndburn 12306
Monday Jan-21 28/12/2020 04/01/2021 Knowsley 20201
Monday Feb-21 25/01/2021 01/02/2021 Lancaster 12307
Monday Mar-21 22/02/2021 01/03/2021 Liverpool 20202
Monday Mar-21 22/02/2021 01/03/2021 Preston 12309
Tuesday Apr-20 07/04/2020 14/04/2020 Allerdale 10901
Tuesday May-20 05/05/2020 12/05/2020 Blackburn 12301
Tuesday Jun-20 02/06/2020 09/06/2020 Carlisle 10903
Tuesday Jul-20 30/06/2020 07/07/2020 Copeland 10904
Tuesday Aug-20 28/07/2020 04/08/2020 Oldham 20104
Tuesday Sep-20 25/08/2020 01/09/2020 Ribble Valley 12310
Tuesday Oct-20 22/09/2020 29/09/2020 Rochdale 20105
Tuesday Nov-20 20/10/2020 27/10/2020 Rossendale 12311
Tuesday Dec-20 17/11/2020 24/11/2020 Salford 20106
Tuesday Jan-21 29/12/2020 05/01/2021 Sefton 20204
Tuesday Feb-21 26/01/2021 02/02/2021 South Ribble 12312
Tuesday Mar-21 23/02/2021 02/03/2021 St Helens 20203
        Stockport 20107
        Tameside 20108
        Trafford 20109
        Warrington 10608
        West Lancashire 12313
        Wigan 20110
        Wyre 12314
Wednesday Apr-20 08/04/2020 15/04/2020 Barking and Dagenham 50101
Wednesday May-20 06/05/2020 13/05/2020 Barnet 50102
Wednesday Jun-20 03/06/2020 10/06/2020 Bexley 50103
Wednesday Jul-20 01/07/2020 08/07/2020 Brent 50104
Wednesday Aug-20 29/07/2020 05/08/2020 Bromley 50105
Wednesday Sep-20 26/08/2020 02/09/2020 Broxbourne 11901
Wednesday Oct-20 23/09/2020 30/09/2020 Burnley 12303
Wednesday Nov-20 21/10/2020 28/10/2020 Camden 40101
Wednesday Dec-20 18/11/2020 25/11/2020 Charnwood 12402
Wednesday Jan-21 30/12/2020 06/01/2021 Coventry 20502
Wednesday Feb-21 27/01/2021 03/02/2021 Ealing 50107  
Wednesday Mar-21 24/02/2021 03/03/2021 Enfield 50108
        Hackney 40103
        Hammersmith and Fulham 40104
        Hart 11706
        Havant 11707
        Islington 40105
        Lambeth 40107
        Lewisham 40108
        London (City Of) 30101
        Mendip 13301
        Sheffield 20304
        South Oxfordshire 13103
        Southwark 40109
        Swindon 13904
        Vale of White Horse 13104
        Welwyn Hatfield 11910
        Westminster 40112
Thursday Apr-20 09/04/2020 16/04/2020 Croydon 50106
Thursday May-20 07/05/2020 14/05/2020 Greenwich 40102
Thursday Jun-20 04/06/2020 11/06/2020 Haringey 50109
Thursday Jul-20 02/07/2020 09/07/2020 Harrow 50110
Thursday Aug-20 30/07/2020 06/08/2020 Hillingdon 50112
Thursday Sep-20 27/08/2020 03/09/2020 Kensington and Chelsea 40106
Thursday Oct-20 24/09/2020 01/10/2020 Kingston upon Thames 50114
Thursday Nov-20 22/10/2020 29/10/2020 Manchester 20103
Thursday Dec-20 19/11/2020 26/11/2020 Merton 50115
Thursday Jan-21 31/12/2020 07/01/2021 Newham 50116
Thursday Feb-21 28/01/2021 04/02/2021 Redbridge 50117
Thursday Mar-21 25/02/2021 04/03/2021 Richmond upon Thames 50118
Thursday Mar-21 25/02/2021 04/03/2021 Sandwell 20504
Thursday Mar-21 25/02/2021 04/03/2021 Sutton 50119
Thursday Mar-21 25/02/2021 04/03/2021 Tower Hamlets 40110
75          
Monday Apr-20 13/04/2020 20/04/2020 Barnsley 20301
Monday May-20 11/05/2020 18/05/2020 Bradford 20601
Monday Jun-20 08/06/2020 15/06/2020 Calderdale 20602
Monday Jul-20 06/07/2020 13/07/2020 Doncaster 20302
Monday Aug-20 03/08/2020 10/08/2020 East Riding of Yorkshire 17001
Monday Sep-20 31/08/2020 07/09/2020 Eden 10905
Monday Oct-20 28/09/2020 05/10/2020 Havering 50111
Monday Nov-20 26/10/2020 02/11/2020 Kingston upon Hull 17002
Monday Dec-20 23/11/2020 30/11/2020 Kirklees 20603
Monday Jan-21 04/01/2021 11/01/2021 Plymouth 11105
Monday Feb-21 01/02/2021 08/02/2021 Rotherham 20303
Monday Mar-21 01/03/2021 08/03/2021 South Lakeland 10906
        South Tyneside 20404
        Sunderland 20405
Tuesday Apr-20 14/04/2020 21/04/2020 Darlington 11302
Tuesday May-20 12/05/2020 19/05/2020 Dudley 20503
Tuesday Jun-20 09/06/2020 16/06/2020 Hambleton 17902
Tuesday Jul-20 07/07/2020 14/07/2020 Harrogate 17903
Tuesday Aug-20 04/08/2020 11/08/2020 Hartlepool 15701
Tuesday Sep-20 01/09/2020 08/09/2020 Leeds 20604
Tuesday Oct-20 29/09/2020 06/10/2020 Middlesbrough 15702
Tuesday Nov-20 27/10/2020 03/11/2020 Newcastle-upon-Tyne 20402
Tuesday Dec-20 24/11/2020 01/12/2020 North East Lincolnshire 17003
Tuesday Jan-21 05/01/2021 12/01/2021 North Lincolnshire 17004
Tuesday Feb-21 02/02/2021 09/02/2021 North Tyneside 20403
Tuesday Mar-21 02/03/2021 09/03/2021 Northumberland UA 12807
        Ryedale 17905
        Scarborough 17906
        Selby 17907
        Stockton-on-Tees 15704
        Wakefield 20605
        York 17908
Wednesday Apr-20 15/04/2020 22/04/2020 Aylesbury Vale 10401
Wednesday May-20 13/05/2020 20/05/2020 Basingstoke and Deane 11701
Wednesday Jun-20 10/06/2020 17/06/2020 Bedford 10203
Wednesday Jul-20 08/07/2020 15/07/2020 Central Bedfordshire UA 10205
Wednesday Aug-20 05/08/2020 12/08/2020 Cheltenham 11601
Wednesday Sep-20 02/09/2020 09/09/2020 Cherwell 13101
Wednesday Oct-20 30/09/2020 07/10/2020 Chiltern 10402
Wednesday Nov-20 28/10/2020 04/11/2020 Colchester 11506
Wednesday Dec-20 25/11/2020 02/12/2020 Cotswold 11602
Wednesday Jan-21 06/01/2021 13/01/2021 Craven 17901
Wednesday Feb-21 03/02/2021 10/02/2021 Dacorum 11902
Wednesday Mar-21 03/03/2021 10/03/2021 Durham UA 11309
        Forest of Dean 11603
        Gateshead 20401
        Gloucester 11604
        Hertsmere 11904
        Luton 10201
        Milton Keynes 10403
        Oxford 13102
        Richmondshire 17904
        South Buckinghamshire 10404
        South Northamptonshire 12706
        St Albans 11906
        Stevenage 11907
        Stroud 11605
        Tewkesbury 11606
        Three Rivers 11908
        Watford 11909
        West Oxfordshire 13105
        Wiltshire UA 13906
        Wycombe 10405
Thursday Apr-20 16/04/2020 23/04/2020 Barrow-in-Furness 10902
Thursday May-20 14/05/2020 21/05/2020 East Hampshire 11702
Thursday Jun-20 11/06/2020 18/06/2020 Eastleigh 11703
Thursday Jul-20 09/07/2020 16/07/2020 Elmbridge 13601
Thursday Aug-20 06/08/2020 13/08/2020 Epsom and Ewell 13602
Thursday Sep-20 03/09/2020 10/09/2020 Fareham 11704
Thursday Oct-20 01/10/2020 08/10/2020 Gosport 11705
Thursday Nov-20 29/10/2020 05/11/2020 Guildford 13603
Thursday Dec-20 26/11/2020 03/12/2020 Isle of Wight 12103
Thursday Jan-21 07/01/2021 14/01/2021 Mole Valley 13604
Thursday Feb-21 04/02/2021 11/02/2021 New Forest 11708
Thursday Mar-21 04/03/2021 11/03/2021 Portsmouth 11709
        Reading 10303
        Redcar and Cleveland 15703
        Reigate and Banstead 13605
        Runnymede 13606
        Rushmoor 11710
        Solihull 20505
        Southampton 11711
        Spelthorne 13607
        Surrey Heath 13608
        Tandridge 13609
        Test Valley 11712
        Waltham Forest 50120
        Waverley 13610
        West Berkshire 10302
        Winchester 11713
        Windsor and Maidenhead 10305
        Woking 13611
        Wokingham 10306
93          
Monday Apr-20 20/04/2020 27/04/2020 Bournemouth 11201
Monday May-20 19/05/2020 26/05/2020 Christchurch 11202
Monday Jun-20 15/06/2020 22/06/2020 Cornwall UA 10807
Monday Jul-20 13/07/2020 20/07/2020 East Devon 11101
Monday Aug-20 10/08/2020 17/08/2020 East Dorset 11208
Monday Sep-20 07/09/2020 14/09/2020 Exeter 11102
Monday Oct-20 05/10/2020 12/10/2020 North Devon 11104
Monday Nov-20 02/11/2020 09/11/2020 North Dorset 11203
Monday Dec-20 30/11/2020 07/12/2020 Poole 11204
Monday Jan-21 11/01/2021 18/01/2021 Purbeck 11205
Monday Feb-21 08/02/2021 15/02/2021 Slough 10304
Monday Mar-21 08/03/2021 15/03/2021    
Tuesday Apr-20 21/04/2020 28/04/2020 Bath and North East Somerset 15101
Tuesday May-20 19/05/2020 26/05/2020 Bracknell Forest 10301
Tuesday Jun-20 16/06/2020 23/06/2020 Dartford 16103
Tuesday Jul-20 14/07/2020 21/07/2020 East Hertfordshire 11903
Tuesday Aug-20 11/08/2020 18/08/2020 Herefordshire 18102
Tuesday Sep-20 08/09/2020 15/09/2020 Sedgemoor 13302
Tuesday Oct-20 06/10/2020 13/10/2020 Sevenoaks 16108
Tuesday Nov-20 03/11/2020 10/11/2020 South Gloucestershire 15104
Tuesday Dec-20 01/12/2020 08/12/2020 South Hams 11106
Tuesday Jan-21 12/01/2021 19/01/2021 South Somerset 13305
Tuesday Feb-21 09/02/2021 16/02/2021 Stafford 13406
Tuesday Mar-21 09/03/2021 16/03/2021 Taunton Deane 13303
        Teignbridge 11107
        Thanet 16111
        Torbay 11108
        Torridge 11109
        Wandsworth 40111
        West Devon 11110
        West Dorset 11206
        West Somerset 13304
        Weymouth and Portland 11207
        Wirral 20205
Wednesday Apr-20 22/04/2020 29/04/2020 Birmingham 20501
Wednesday May-20 20/05/2020 27/05/2020 Bristol 15102
Wednesday Jun-20 17/06/2020 24/06/2020 Dundee 101902
Wednesday Jul-20 15/07/2020 22/07/2020 East Dunbartonshire 101802
Wednesday Aug-20 12/08/2020 19/08/2020 Malvern Hills 18103
Wednesday Sep-20 09/09/2020 16/09/2020 Mid Devon 11103
Wednesday Oct-20 07/10/2020 14/10/2020 North Hertfordshire 11905
Wednesday Nov-20 04/11/2020 11/11/2020 North Warwickshire 13701
Wednesday Dec-20 02/12/2020 09/12/2020 Nuneaton and Bedworth 13702
Wednesday Jan-21 13/01/2021 20/01/2021 Rugby 13703
Wednesday Feb-21 10/02/2021 17/02/2021 Shropshire UA 13207
Wednesday Mar-21 10/03/2021 17/03/2021 South Staffordshire 13405
        Stratford-upon-Avon 13704
        Telford and Wrekin 13206
        Walsall 20506
        Warwick 13705
        Wolverhampton 20507
        Worcester 18105
        Wychavon 18106
        Wyre Forest 18107
Thursday Apr-20 23/04/2020 30/04/2020 Aberdeen 101501
Thursday May-20 21/05/2020 28/05/2020 Aberdeenshire 101502
Thursday Jun-20 18/06/2020 25/06/2020 Angus 101901
Thursday Jul-20 16/07/2020 23/07/2020 Argyll and Bute 101801
Thursday Aug-20 13/08/2020 20/08/2020 Bromsgrove 18101
Thursday Sep-20 10/09/2020 17/09/2020 Clackmannanshire 101201
Thursday Oct-20 08/10/2020 15/10/2020 Dumfries and Galloway 101301
Thursday Nov-20 05/11/2020 12/11/2020 East Ayrshire 101806
Thursday Dec-20 03/12/2020 10/12/2020 East Lothian 101702
Thursday Jan-21 14/01/2021 21/01/2021 East Renfrewshire 101808
Thursday Feb-21 11/02/2021 18/02/2021 Edinburgh 101701
Thursday Mar-21 11/03/2021 18/03/2021 Falkirk 101202
        Fife 101401
        Glasgow 101809
        Highland 101601
        Hounslow 50113
        Inverclyde 101810  
        Midlothian 101703  
        Moray 101503  
        North Ayrshire 101807
        North Lanarkshire 101805
        Orkney Islands 90101
        Pendle 12308
        Perth and Kinross 101903
        Redditch 18104
        Renfrewshire 101812
        Scottish Borders 101101
        Shetland Islands 90102
        South Ayrshire 101811
        South Lanarkshire 101804
        Stirling 101203
        West Dunbartonshire 101803
        West Lothian 101704
        Western Isles Comhairle nan Eilean Siar) 90103
87          
Monday Apr-20 27/04/2020 04/05/2020 Arun 13802
Monday May-20 25/05/2020 01/06/2020 Ashford 16101
Monday Jun-20 22/06/2020 29/06/2020 Blaenau Gwent 71401
Monday Jul-20 20/07/2020 27/07/2020 Bridgend 71301
Monday Aug-20 17/08/2020 24/08/2020 Brighton and Hove 14101
Monday Sep-20 14/09/2020 21/09/2020 Caerphilly 71402
Monday Oct-20 12/10/2020 19/10/2020 Canterbury 16102
Monday Nov-20 09/11/2020 16/11/2020 Carmarthenshire 71202
Monday Dec-20 07/12/2020 14/12/2020 Ceredigion 71201
Monday Jan-21 18/01/2021 25/01/2021 Chichester 13803
Monday Feb-21 15/02/2021 22/02/2021 Conwy 71101
Monday Mar-21 15/03/2021 22/03/2021 Crawley 13804
        Denbighshire 71103
        Dover 6104
        Eastbourne 14102
        Flintshire 71104
        Gwynedd 71102
        Isle of Anglesey (Ynys Mon) 71106
        Lewes 14104
        Merthyr Tydfil 71404
        Monmouthshire 1405
        Neath Port Talbot 71302
        Newport 71406
        Oadby and Wigston 12408
        Pembrokeshire 71203
        Powys 71204
        Rhondda Cynon Taff 71303
        Swansea 71304
        Torfaen 71407
Tuesday Apr-20 28/04/2020 05/05/2020 Adur 13801
Tuesday May-20 26/05/2020 02/06/2020 Amber Valley 11001
Tuesday Jun-20 23/06/2020 30/06/2020 Ashfield 13001
Tuesday Jul-20 21/07/2020 28/07/2020 Bassetlaw 13002
Tuesday Aug-20 18/08/2020 25/08/2020 Blaby 12401
Tuesday Sep-20 15/09/2020 22/09/2020 Bolsover 11002
Tuesday Oct-20 13/10/2020 20/10/2020 Broxtowe 13003
Tuesday Nov-20 10/11/2020 17/11/2020 Cannock Chase 13401
Tuesday Dec-20 08/12/2020 15/12/2020 Cardiff 71403
Tuesday Jan-21 19/01/2021 26/01/2021 Chesterfield 11003
Tuesday Feb-21 16/02/2021 23/02/2021 Corby 12701
Tuesday Mar-21 16/03/2021 23/03/2021 Daventry 12702
        Derby 11004
        Derbyshire Dales 11009
        East Northamptonshire 12703  
        East Staffordshire 13402
        Erewash 11005
        Folkestone and Hythe 16109
        Gravesham 16105
        Hastings 14103
        Horsham 13805
        Maidstone 16106
        Medway 16107
        Mid Sussex 13806
        North East Derbyshire 11007
        Rother 14105
        Swale 16110
        Tonbridge and Malling 16112
        Tunbridge Wells 16113
        Wealden 14106
        Worthing 13807
        Vale of Glamorgan 71305
Wednesday Apr-20 29/04/2020 06/05/2020 Basildon 11501
Wednesday May-20 27/05/2020 03/06/2020 Boston 12501
Wednesday Jun-20 24/06/2020 01/07/2020 Brecklands 12601
Wednesday Jul-20 22/07/2020 29/07/2020 Brentwood 11503
Wednesday Aug-20 19/08/2020 26/08/2020 Broadland 12602
Wednesday Sep-20 16/09/2020 23/09/2020 East Cambridgeshire 10502
Wednesday Oct-20 14/10/2020 21/10/2020 Gedling 13004
Wednesday Nov-20 11/11/2020 18/11/2020 Harborough 12403
Wednesday Dec-20 09/12/2020 16/12/2020 High Peak 11006
Wednesday Jan-21 20/01/2021 27/01/2021 Hinckley and Bosworth 12404
Wednesday Feb-21 17/02/2021 24/02/2021 Kettering 12704
Wednesday Mar-21 17/03/2021 24/03/2021 Leicester 12405
        Lichfield 13403
        Mansfield 13005
        Melton 12406
        Newark and Sherwood 13006
        Newcastle-under-Lyme 13404
        North West Leicester 12407
        Northampton 12705
        Nottingham 13007
        Rushcliffe 13008
        Rutland 12409
        South Derbyshire 11008
        Staffordshire Moorlands 13407
        Stoke-on-Trent 13408
        Tamworth 13409
        Thurrock 11513
        Wellingborough 12707
        West Suffolk (Prev: Forest Heath, St Edmundsbury) 13508
        Wrexham 71105
Thursday Apr-20 30/04/2020 07/05/2020 Babergh 13501
Thursday May-20 28/05/2020 04/06/2020 Braintree 11502
Thursday Jun-20 25/06/2020 02/07/2020 Cambridge 10501
Thursday Jul-20 23/07/2020 30/07/2020 Castle Point 11504
Thursday Aug-20 20/08/2020 27/08/2020 Chelmsford 11505
Thursday Sep-20 17/09/2020 24/09/2020 East Lindsey 12502
Thursday Oct-20 15/10/2020 22/10/2020 Epping Forest 11507
Thursday Nov-20 12/11/2020 19/11/2020 East Suffolk (Prev: Suffolk Coastal, Waveney) 13509
Thursday Dec-20 10/12/2020 17/12/2020 Fenland 10503
Thursday Jan-21 21/01/2021 28/01/2021 Great Yarmouth 12603
Thursday Feb-21 18/02/2021 25/02/2021 Harlow 11508
Thursday Mar-21 18/03/2021 25/03/2021 Huntingdonshire 10504
        Ipswich 13503
        Lincoln 12503
        Maldon 11509
        Mid Suffolk 13504
        North Kesteven 12504
        North Norfolk 12605
        North Somerset 15103
        Norwich 12606
        Peterborough 10505
        Rochford 11510
        South Cambridge 10506
        South Holland 12505
        South Kesteven 12506
        South Norfolk 12607
        Southend-on-Sea 11511
        Tendring 11512
        Uttlesford 11514
        West Lindsey 12507
        West Norfolk and Kings Lynn 12604

Annex C: HBMS rules

HBMS Self-assessment rules

Rule Description
HBHB405 Thus rule is designed to identify Housing Benefit (HB) claims where the amount of self-assessed earning declared to HB for the HB Customer and/or Partner has not changed for a period of 12 months
HBSA002 This rule is designed to identify a Housing Benefit (HB) customer and/or partner with undeclared Self Assessed (SA) earnings which are less than £10,000 per annum.
HBSA003 This rule is designed to identify HB claimants and/or partners who have declared self-employed earnings which differs from Self-Assessed declarations and result in a potential overpayment of HB.
HBSA004 This rule is designed to identify HB claimants and/or partners who have declared self-employed earnings which differs from Self-Assessed declarations and result in a potential underpayment of HB.

HBMS rules

Rule Description
HBDB101 This rule is designed to identify Housing Benefit (HB) Customers or Partners who have failed to declare that they are in receipt of Industrial Injuries Disability Benefit (IIDB).
HBES105 This rule is designed to identify Housing Benefit (HB) for customer or partners who have stated they are in receipt of Employment and Support Allowance (ESA) Income Related (IR) but there is no match within the ESA system.
HBHB001 This rule is designed to identify concurrent claims to Housing Benefit (HB) by the same person within one Local Authority.
HBHB403 This rule is designed to identify HB/CTB cases with no change to Child Tax Credit or Working Tax Credit in the last 13 months
HBHB501 This rule is designed to identify Housing Benefit (HB) and Council Tax Benefit (CTB) claims showing a dependant aged 19 and over.
HBHB911 This rule is designed to identify concurrent claims to Housing Benefit (HB) by the same person as a customer at two different LAs.
HBIB112 This rule is to identify a discrepancy, of £8 or more, in the amount of Incapacity Benefit (IB) declared to Housing Benefit (HB).
HBIB005 This rule is designed to identify Housing Benefit (HB) customers who have failed to notify the Local Authority of a change of address (within the UK) using PSCS data
HBIC201 This rule is designed to identify Housing Benefit (HB) customers or partners who have failed to declare that they are in receipt of Carer’s Allowance (CA).
HBIS005 This rule is designed to identify Housing Benefit (HB) customers who have failed to notify the Local Authority of a change of address.
HBIS105 This rule is designed to identify claims to Housing Benefit (HB) made on the basis that Income Support (IS) is in payment, but no current entitlement to this benefit exists.
HBJS055 This rule is designed to identify Housing Benefit (HB) customers who have failed to notify the Local Authority of a change of address.
HBJS105 This rule is designed to identify claims to Housing Benefit (HB) made on the basis the Jobseekers Allowance (JSA) Income Based (IB) is in payment but no current entitlement to the benefit exists.
HBPC005 This rule is designed to identify a Housing Benefit (HB) for customer or partners (if applicable) falsely declaring that Pension Credit (PC) is in payment.
HBRM101 This rule is designed to identify Housing Benefit (HB) customers who have failed to declare a change of address
HBRP103 This rule is designed to identify customers or partners who fail to declare receipt of Retirement Pension (RP) to Housing Benefit (HB).
HBJS212 This rule is designed to identify fraudulent HB claims made on the basis that JSA [C] is in payment.
HBPD001 This rule is designed to identify customers in an English or Welsh prison who have been or are going to be in prison for 13 weeks or more.
HBSP001 This rule is designed to identify customers in a Scottish prison who have been or are going to be in prison for 13 weeks or more.
HBBB001 This rule is designed to identify Housing Benefit (HB) Customers who have failed to declare payment of a Bereavement Benefit (BB).
HBIN004 This rule is designed to identify failure to notify the Local Authority of the death of a customer.
HBUC007 This rule is designed to identify where Universal Credit Housing Costs and Housing Benefit are in payment at the same time

Annex D: Monthly clerical HBMS MI returns timetable 2020-21

Breaks

End of year: Week commencing 30/03/2020 and 06/04/2020 Christmas: Week commencing 21/12/2020 and 28/12/2020

Week number Day of transfer Relevant month Data transfer date Local Authority name Local Authority number
Week 1 Monday Apr-20 14/04/2020 Blackpool 12302  
Week 1 Monday May-20 11/05/2020 Bolton 20101  
Week 1 Monday Jun-20 08/06/2020 Bury 20102  
Week 1 Monday Jul-20 06/07/2020 Cheshire East UA 10609  
Week 1 Monday Aug-20 03/08/2020 Cheshire West and Chester UA 10610  
Week 1 Monday Sep-20 01/09/2020 Chorley 12304  
Week 1 Monday Oct-20 28/09/2020 Fylde 12305  
Week 1 Monday Nov-20 26/10/2020 Halton 10605  
Week 1 Monday Dec-20 23/11/2020 Hyndburn 12306  
Week 1 Monday Jan-21 04/01/2021 Knowsley 20201  
Week 1 Monday Feb-21 01/02/2021 Lancaster 12307  
Week 1 Monday Mar-21 01/03/2021 Liverpool 20202  
Week 1 Monday Mar-21 01/03/2021 Preston 12309  
13            
Week 1 Tuesday Apr-20 14/04/2020 Allerdale 10901  
Week 1 Tuesday May-20 12/05/2020 Blackburn 12301    
Week 1 Tuesday Jun-20 09/06/2020 Carlisle 10903    
Week 1 Tuesday Jul-20 07/07/2020 Copeland 10904    
Week 1 Tuesday Aug-20 04/08/2020 Oldham 20104    
Week 1 Tuesday Sep-20 01/09/2020 Ribble Valley 12310    
Week 1 Tuesday Oct-20 29/09/2020 Rochdale 20105    
Week 1 Tuesday Nov-20 27/10/2020 Rossendale 12311    
Week 1 Tuesday Dec-20 24/11/2020 Salford 20106    
Week 1 Tuesday Jan-21 05/01/2021 Sefton 20204    
Week 1 Tuesday Feb-21 02/02/2021 South Ribble 12312    
Week 1 Tuesday Mar-21 02/03/2021 St Helens 20203    
        Stockport 20107  
        Tameside 20108  
        Trafford 20109  
        Warrington 10608  
        West Lancashire 12313  
        Wigan 20110  
        Wyre 12314  
19            
Week 1 Wednesday Apr-20 15/04/2020 Barking and Dagenham 50101  
Week 1 Wednesday May-20 13/05/2020 Barnet 50102  
Week 1 Wednesday Jun-20 10/06/2020 Bexley 50103  
Week 1 Wednesday Jul-20 08/07/2020 Brent 50104  
Week 1 Wednesday Aug-20 05/08/2020 Bromley 50105  
Week 1 Wednesday Sep-20 02/09/2020 Broxbourne 11901  
Week 1 Wednesday Oct-20 30/09/2020 Burnley 12303  
Week 1 Wednesday Nov-20 28/10/2020 Camden 40101  
Week 1 Wednesday Dec-20 25/11/2020 Charnwood 12402  
Week 1 Wednesday Jan-21 06/01/2021 Coventry 20502  
Week 1 Wednesday Feb-21 03/02/2021 Ealing 50107  
Week 1 Wednesday Mar-21 03/03/2021 Enfield 50108  
        Hackney 40103  
        Hammersmith and Fulham 40104  
        Hart 11706  
        Havant 11707  
        Islington 40105  
        Lambeth 40107  
        Lewisham 40108  
        London (City of) 30101  
        Mendip 13301  
        Sheffield 20304  
        South Oxfordshire 13103  
        Southwark 40109  
        Swindon 13904  
        Vale of White Horse 13104  
        Welwyn Hatfield 11910  
        Westminster 40112  
28            
Week 1 Thursday Apr-20 16/04/2020 Croydon 50106  
Week 1 Thursday May-20 14/05/2020 Greenwich 40102  
Week 1 Thursday Jun-20 11/06/2020 Haringey 50109  
Week 1 Thursday Jul-20 09/07/2020 Harrow 50110  
Week 1 Thursday Aug-20 06/08/2020 Hillingdon 50112  
Week 1 Thursday Sep-20 03/09/2020 Kensington and Chelsea 40106  
Week 1 Thursday Oct-20 01/10/2020 Kingston upon Thames 50114  
Week 1 Thursday Nov-20 29/10/2020 Manchester 20103  
Week 1 Thursday Dec-20 26/11/2020 Merton 50115  
Week 1 Thursday Jan-21 07/01/2021 Newham 50116  
Week 1 Thursday Feb-21 04/02/2021 Redbridge 50117  
Week 1 Thursday Mar-21 04/03/2021 Richmond upon Thames 50118  
      Sandwell 20504    
      Sutton 50119    
      Tower Hamlets 40110    
15 75          
Week 2 Monday Apr-20 20/04/2020 Barnsley 20301  
Week 2 Monday May-20 18/05/2020 Bradford 20601  
Week 2 Monday Jun-20 15/06/2020 Calderdale 20602  
Week 2 Monday Jul-20 13/07/2020 Doncaster 20302  
Week 2 Monday Aug-20 10/08/2020 East Riding of Yorkshire 17001  
Week 2 Monday Sep-20 07/09/2020 Eden 10905  
Week 2 Monday Oct-20 05/10/2020 Havering 50111  
Week 2 Monday Nov-20 02/11/2020 Kingston upon Hull 17002  
Week 2 Monday Dec-20 30/11/2020 Kirklees 20603  
Week 2 Monday Jan-21 11/01/2021 Plymouth 11105  
Week 2 Monday Feb-21 08/02/2021 Rotherham 20303  
Week 2 Monday Mar-21 08/03/2021 South Lakeland 10906  
        South Tyneside 20404  
        Sunderland 20405  
14            
Week 2 Tuesday Apr-20 21/04/2020 Darlington 11302  
Week 2 Tuesday May-20 19/05/2020 Dudley 20503  
Week 2 Tuesday Jun-20 16/06/2020 Hambleton 17902  
Week 2 Tuesday Jul-20 14/07/2020 Harrogate 17903  
Week 2 Tuesday Aug-20 11/08/2020 Hartlepool 15701  
Week 2 Tuesday Sep-20 08/09/2020 Leeds 20604  
Week 2 Tuesday Oct-20 06/10/2020 Middlesbrough 15702  
Week 2 Tuesday Nov-20 03/11/2020 Newcastle-upon-Tyne 20402  
Week 2 Tuesday Dec-20 01/12/2020 North East Lincolnshire 17003  
Week 2 Tuesday Jan-21 12/01/2021 North Lincolnshire 17004  
Week 2 Tuesday Feb-21 09/02/2021 North Tyneside 20403  
Week 2 Tuesday Mar-21 09/03/2021 Northumberland UA 12807  
        Ryedale 17905  
        Scarborough 17906  
        Selby 17907  
        Stockton-on-Tees 15704  
        Wakefield 20605  
        York 17908  
18            
Week 2 Wednesday Apr-20 22/04/2020 Aylesbury Vale 10401  
Week 2 Wednesday May-20 20/05/2020 Basingstoke and Deane 11701  
Week 2 Wednesday Jun-20 17/06/2020 Bedford 10203  
Week 2 Wednesday Jul-20 15/07/2020 Central Bedfordshire UA 10205
Week 2 Wednesday Aug-20 12/08/2020 Cheltenham 11601  
Week 2 Wednesday Sep-20 09/09/2020 Cherwell 13101  
Week 2 Wednesday Oct-20 07/10/2020 Chiltern 10402  
Week 2 Wednesday Nov-20 04/11/2020 Colchester 11506  
Week 2 Wednesday Dec-20 02/12/2020 Cotswold 11602  
Week 2 Wednesday Jan-21 13/01/2021 Craven 17901  
Week 2 Wednesday Feb-21 10/02/2021 Dacorum 11902  
Week 2 Wednesday Mar-21 10/03/2021 Durham UA 11309  
        Forest of Dean 11603  
        Gateshead 20401  
        Gloucester 11604  
        Hertsmere 11904  
        Luton 10201  
        Milton Keynes 10403  
        Oxford 13102  
        Richmondshire 17904  
        South Buckinghamshire 10404  
        South Northamptonshire 12706  
        St Albans 11906  
        Stevenage 11907  
        Stroud 11605  
        Tewkesbury 11606  
        Three Rivers 11908  
        Watford 11909  
        West Oxfordshire 13105  
        Wiltshire UA 13906  
        Wycombe 10405  
31            
Week 2 Thursday Apr-20 23/04/2020 Barrow-in-Furness 10902  
Week 2 Thursday May-20 21/05/2020 East Hampshire 11702  
Week 2 Thursday Jun-20 18/06/2020 Eastleigh 11703  
Week 2 Thursday Jul-20 16/07/2020 Elmbridge 13601  
Week 2 Thursday Aug-20 13/08/2020 Epsom and Ewell 13602  
Week 2 Thursday Sep-20 10/09/2020 Fareham 11704  
Week 2 Thursday Oct-20 08/10/2020 Gosport 11705  
Week 2 Thursday Nov-20 05/11/2020 Guildford 13603  
Week 2 Thursday Dec-20 03/12/2020 Isle of Wight 12103  
Week 2 Thursday Jan-21 14/01/2021 Mole Valley 13604  
Week 2 Thursday Feb-21 11/02/2021 New Forest 11708  
Week 2 Thursday Mar-21 11/03/2021 Portsmouth 11709  
        Reading 10303  
        Redcar and Cleveland 15703  
        Reigate and Banstead 13605  
        Runnymede 13606  
        Rushmoor 11710  
        Solihull 20505  
        Southampton 11711  
        Spelthorne 13607  
        Surrey Heath 13608  
        Tandridge 13609  
        Test Valley 11712  
        Waltham Forest 50120  
        Waverley 13610  
        West Berkshire 10302  
        Winchester 11713  
        Windsor and Maidenhead 10305  
        Woking 13611  
        Wokingham 10306  
30 93          
Week 3 Monday Apr-20 27/04/2020 Bournemouth 11201  
Week 3 Monday May-20 26/05/2020 Christchurch 11202  
Week 3 Monday Jun-20 22/06/2020 Cornwall UA 10807  
Week 3 Monday Jul-20 20/07/2020 East Devon 11101  
Week 3 Monday Aug-20 17/08/2020 East Dorset 11208  
Week 3 Monday Sep-20 14/09/2020 Exeter 11102  
Week 3 Monday Oct-20 12/10/2020 North Devon 11104  
Week 3 Monday Nov-20 09/11/2020 North Dorset 11203  
Week 3 Monday Dec-20 07/12/2020 Poole 11204  
Week 3 Monday Jan-21 18/01/2021 Purbeck 11205  
Week 3 Monday Feb-21 15/02/2021 Slough 10304  
Week 3 Monday Mar-21 15/03/2021      
11            
Week 3 Tuesday Apr-20 28/04/2020 Bath and North East Somerset 15101  
Week 3 Tuesday May-20 26/05/2020 Bracknell Forest 10301  
Week 3 Tuesday Jun-20 23/06/2020 Dartford 16103  
Week 3 Tuesday Jul-20 21/07/2020 East Hertfordshire 11903  
Week 3 Tuesday Aug-20 18/08/2020 Herefordshire 18102  
Week 3 Tuesday Sep-20 15/09/2020 Sedgemoor 13302  
Week 3 Tuesday Oct-20 13/10/2020 Sevenoaks 16108  
Week 3 Tuesday Nov-20 10/11/2020 South Gloucestershire 15104  
Week 3 Tuesday Dec-20 08/12/2020 South Hams 11106  
Week 3 Tuesday Jan-21 19/01/2021 South Somerset 13305  
Week 3 Tuesday Feb-21 16/02/2021 Stafford 13406  
Week 3 Tuesday Mar-21 16/03/2021 Taunton Deane 13303  
        Teignbridge 11107  
        Thanet 16111  
        Torbay 11108  
        Torridge 11109  
        Wandsworth 40111  
        West Devon 11110  
        West Dorset 11206  
        West Somerset 13304  
        Weymouth and Portland 11207  
        Wirral 20205  
22            
Week 3 Wednesday Apr-20 29/04/2020 Birmingham 20501  
Week 3 Wednesday May-20 27/05/2020 Bristol 15102  
Week 3 Wednesday Jun-20 24/06/2020 Dundee 101902  
Week 3 Wednesday Jul-20 22/07/2020 East Dunbartonshire 101802  
Week 3 Wednesday Aug-20 19/08/2020 Malvern Hills 18103  
Week 3 Wednesday Sep-20 16/09/2020 Mid Devon 11103  
Week 3 Wednesday Oct-20 14/10/2020 North Hertfordshire 11905  
Week 3 Wednesday Nov-20 11/11/2020 North Warwickshire 13701  
Week 3 Wednesday Dec-20 09/12/2020 Nuneaton and Bedworth 13702  
Week 3 Wednesday Jan-21 20/01/2021 Rugby 13703  
Week 3 Wednesday Feb-21 17/02/2021 Shropshire UA 13207  
Week 3 Wednesday Mar-21 17/03/2021 South Staffordshire 13405  
        Stratford-upon-Avon 13704  
        Telford and Wrekin 13206  
        Walsall 20506  
        Warwick 13705  
        Wolverhampton 20507  
        Worcester 18105  
        Wychavon 18106  
        Wyre Forest 18107  
20            
Week 3 Thursday Apr-20 30/04/2020 Aberdeen 101501  
Week 3 Thursday May-20 28/05/2020 Aberdeenshire 101502  
Week 3 Thursday Jun-20 25/06/2020 Angus 101901  
Week 3 Thursday Jul-20 23/07/2020 Argyll and Bute 101801  
Week 3 Thursday Aug-20 20/08/2020 Bromsgrove 18101  
Week 3 Thursday Sep-20 17/09/2020 Clackmannanshire 101201  
Week 3 Thursday Oct-20 15/10/2020 Dumfries and Galloway 101301  
Week 3 Thursday Nov-20 12/11/2020 East Ayrshire 101806  
Week 3 Thursday Dec-20 10/12/2020 East Lothian 101702  
Week 3 Thursday Jan-21 21/01/2021 East Renfrewshire 101808  
Week 3 Thursday Feb-21 18/02/2021 Edinburgh 101701  
Week 3 Thursday Mar-21 18/03/2021 Falkirk 101202  
        Fife 101401  
        Glasgow 101809  
        Highland 101601  
        Hounslow 50113  
        Inverclyde 101810  
        Midlothian 101703  
        Moray 101503  
        North Ayrshire 101807  
        North Lanarkshire 101805  
        Orkney Islands 90101  
        Pendle 12308  
        Perth and Kinross 101903  
        Redditch 18104  
        Renfrewshire 101812  
        Scottish Borders 101101  
        Shetland Islands 90102  
        South Ayrshire 101811  
        South Lanarkshire 101804  
        Stirling 101203  
        West Dunbartonshire 101803  
        West Lothian 101704  
        Western Isles (Comhairle nan Eilean Siar) 90103  
34 87          
Week 4 Monday Apr-20 04/05/2020 Arun 13802  
Week 4 Monday May-20 01/06/2020 Ashford 16101  
Week 4 Monday Jun-20 29/06/2020 Blaenau Gwent 71401  
Week 4 Monday Jul-20 27/07/2020 Bridgend 71301  
Week 4 Monday Aug-20 24/08/2020 Brighton and Hove 14101  
Week 4 Monday Sep-20 21/09/2020 Caerphilly 71402  
Week 4 Monday Oct-20 19/10/2020 Canterbury 16102  
Week 4 Monday Nov-20 16/11/2020 Carmarthenshire 71202  
Week 4 Monday Dec-20 14/12/2020 Ceredigion 71201  
Week 4 Monday Jan-21 25/01/2021 Chichester 13803  
Week 4 Monday Feb-21 22/02/2021 Conwy 71101  
Week 4 Monday Mar-21 22/03/2021 Crawley 13804  
        Denbighshire 71103  
        Dover 16104  
        Eastbourne 14102  
        Flintshire 71104  
        Gwynedd 71102  
        Isle of Anglesey (Ynys Mon) 71106  
        Lewes 14104  
        Merthyr Tydfil 71404  
        Monmouthshire 71405  
        Neath Port Talbot 71302  
        Newport 71406  
        Oadby and Wigston 12408  
        Pembrokeshire 71203  
        Powys 71204  
        Rhondda Cynon Taff 71303  
        Swansea 71304  
        Torfaen 71407  
29            
Week 4 Tuesday Apr-20 05/05/2020 Adur 13801  
Week 4 Tuesday May-20 02/06/2020 Amber Valley 11001  
Week 4 Tuesday Jun-20 30/06/2020 Ashfield 13001  
Week 4 Tuesday Jul-20 28/07/2020 Bassetlaw 13002  
Week 4 Tuesday Aug-20 25/08/2020 Blaby 12401  
Week 4 Tuesday Sep-20 22/09/2020 Bolsover 11002  
Week 4 Tuesday Oct-20 20/10/2020 Broxtowe 13003  
Week 4 Tuesday Nov-20 17/11/2020 Cannock Chase 13401  
Week 4 Tuesday Dec-20 15/12/2020 Cardiff 71403  
Week 4 Tuesday Jan-21 26/01/2021 Chesterfield 11003  
Week 4 Tuesday Feb-21 23/02/2021 Corby 12701  
Week 4 Tuesday Mar-21 23/03/2021 Daventry 12702  
        Derby 11004  
        Derbyshire Dales 11009  
        East Northamptonshire 12703  
        East Staffordshire 13402  
        Erewash 11005  
        Folkestone and Hythe 16109  
        Gravesham 16105  
        Hastings 14103  
        Horsham 13805  
        Maidstone 16106  
        Medway 16107  
        Mid Sussex 13806  
        North East Derbyshire 11007  
        Rother 14105  
        Swale 16110  
        Tonbridge and Malling 16112  
        Tunbridge Wells 16113  
        Wealden 14106  
        Worthing 13807  
        Vale of Glamorgan 71305  
32            
Week 4 Wednesday Apr-20 06/05/2020 Basildon 11501  
Week 4 Wednesday May-20 03/06/2020 Boston 12501  
Week 4 Wednesday Jun-20 01/07/2020 Brecklands 12601  
Week 4 Wednesday Jul-20 29/07/2020 Brentwood 11503  
Week 4 Wednesday Aug-20 26/08/2020 Broadland 12602  
Week 4 Wednesday Sep-20 23/09/2020 East Cambridgeshire 10502  
Week 4 Wednesday Oct-20 21/10/2020 Gedling 13004  
Week 4 Wednesday Nov-20 18/11/2020 Harborough 12403  
Week 4 Wednesday Dec-20 16/12/2020 High Peak 11006  
Week 4 Wednesday Jan-21 27/01/2021 Hinckley and Bosworth 12404  
Week 4 Wednesday Feb-21 24/02/2021 Kettering 12704  
Week 4 Wednesday Mar-21 24/03/2021 Leicester 12405  
        Lichfield 13403  
        Mansfield 13005  
        Melton 12406  
        Newark and Sherwood 13006  
        Newcastle-under-Lyme 13404  
        North West Leicester 12407  
        Northampton 12705  
        Nottingham 13007  
        Rushcliffe 13008  
        Rutland 12409  
        South Derbyshire 11008  
        Staffordshire Moorlands 13407  
        Stoke-on-Trent 13408  
        Tamworth 13409  
        Thurrock 11513  
        Wellingborough 12707  
        West Suffolk (Prev: Forest Heath, St Edmundsbury) 13508  
        Wrexham 71105  
30            
Week 4 Thursday Apr-20 07/05/2020 Babergh 13501  
Week 4 Thursday May-20 04/06/2020 Braintree 11502  
Week 4 Thursday Jun-20 02/07/2020 Cambridge 10501  
Week 4 Thursday Jul-20 30/07/2020 Castle Point 11504  
Week 4 Thursday Aug-20 27/08/2020 Chelmsford 11505  
Week 4 Thursday Sep-20 24/09/2020 East Lindsey 12502  
Week 4 Thursday Oct-20 22/10/2020 Epping Forest 11507  
Week 4 Thursday Nov-20 19/11/2020 East Suffolk (Prev: Suffolk Coastal, Waveney) 13509  
Week 4 Thursday Dec-20 17/12/2020 Fenland 10503  
Week 4 Thursday Jan-21 28/01/2021 Great Yarmouth 12603  
Week 4 Thursday Feb-21 25/02/2021 Harlow 11508  
Week 4 Thursday Mar-21 25/03/2021 Huntingdonshire 10504  
        Ipswich 13503  
        Lincoln 12503  
        Maldon 11509  
        Mid Suffolk 13504  
        North Kesteven 12504  
        North Norfolk 12605  
        North Somerset 15103  
        Norwich 12606  
        Peterborough 10505  
        Rochford 11510  
        South Cambridge 10506  
        South Holland 12505  
        South Kesteven 12506  
        South Norfolk 12607  
        Southend-on-Sea 11511  
        Tendring 11512  
        Uttlesford 11514  
        West Lindsey 12507  
        West Norfolk and Kings Lynn 12604  

Annex E: HB Award Accuracy mandatory activities – Questions and answers

Q1. What is the definition of an FCR?

A1. An FCR requires the claimant to supply all their current details and evidence requirements to the LA again in order for HB to be re-determined. These reviews are similar to the reviews LAs undertook when it was mandatory for HB claimants to reapply for benefit every 12 months. LAs can validate this information with appropriate evidence in accordance with their verification policies, including application of risk-based verification (RBV), (if the LA operates to an agreed RBV policy – see Circular S11/2011.

We are not prescribing how LAs undertake these reviews. In the pilot most LAs issued postal review forms, some used a combination of postal reviews and visits, and some contacted customers over the telephone. The key element is that the claimant is required to supply all their details again, and for the LA to validate this information with appropriate evidence in accordance with their review processes, in order to identify any changes of circumstances and recalculate HB award accordingly.

Q2. What activities are being mandated?

A2. DWP is providing additional funding to enable LAs to undertake the following mandatory activities:

  • HB Full Case Reviews (FCRs)
  • Housing Benefit Matching Service (HBMS) referrals, including:
  • self-employed Earnings Reviews (SERs)
  • the correct recording of cases and the return of Management Information (MI) to DWP, including:

– the correct recording of case outcomes on LA Information Technology (IT) systems to inform SHBE (Single Housing Benefit Extract) – the return of clerical management information (MI) to DWP for HBMS case outcomes.

Q3. What will happen if an LA fails to process mandatory activities?

A3. Housing Delivery Division’s Performance Development Team (PDT) will be closely monitoring MI and will be engaging with LAs, to offer support.

Q4. Will mandating these activities have an impact on Subsidy?

A4. No. There are no additional subsidy impacts from mandating these activities. The subsidy calculation for cases reviewed under these initiatives will be as normal.

Q5. How will PDT work with LAs to improve HB Award Accuracy?

A5. HDDs PDT will be closely monitoring MI on the mandatory activities at individual LA level that have commenced and completed, and the outcome from those, along with the quarterly HB Award Accuracy Indicator information. PDT will engage with LAs based on their performance, seek an understanding of what underlying reasons may be driving that performance and offer consultancy support.

Q6. What do I need to do to update FCR, SER, HBMS correctly?

A6. You should refer to paragraphs 29 to 37 for FCRs and paragraphs 49 to 59 for SER and HBMS in this circular.

Q7. What Management Information will I need to manage HB Award Accuracy Initiatives effectively?

A7. You can monitor your own performance for:

Full Case Reviews (FCR) – by extracting data locally from your SHBE. It is important to accurately record your activity on front end IT Systems, in line with your IT Supplier Guidance, to enable the accurate capture of MI via SHBE, otherwise the MI extracted will not accurately reflect the activity undertaken by your LA. Paragraphs 27 to 37 of this circular provide you with more information.

HBMS Referrals including SERs – by capturing all information on the HBMS MI Spreadsheets issued to LAs with each monthly set of HBMS data referrals. LAs will need to put their own processes in place locally to collate the information from the spreadsheets into a report to meet their own local requirements. Again the accuracy of completion of the spreadsheets is essential in ensuring it reflects the activity undertaken by the LA. Details on the completion of the HBMS MI Spreadsheets has been revised and is contained within the HBMS Rules Guide available via Glasscubes. Paragraphs 49 to 59 of this circular provide you with more information.

Q8. Will the HB Award Accuracy Indicator be published?

A8. HDD will provide each LA with their own HB Award Accuracy Indicator data on a quarterly basis via a separate communication. This will enable LAs to see how their performance has changed over time and how it compares to other areas. The decision not to publish the information more widely will allow LAs to receive it in a timelier manner.

Q9. Can the funding be used to cover costs of existing staff carrying out business as usual activities?

A9. The funding is to be utilised to drive activity under the three initiatives. It should not be used for funding IT or business as usual reviews.

To secure this funding DWP has had to assure HM Treasury that it will used to pay for additional staff or backfill for existing staff.

One of the requirements that comes with the funding is that funding is used to generate additional resources to undertake these activities. If LAs choose to use existing experienced HB staff the expectation is that these posts would be backfilled either through redeployment within the LA or by new staff recruitment to ensure the HB delivery activities, they were undertaking are maintained. The feedback we have already received is that many LAs are planning to retain staff they would otherwise have to release due to funding reductions. You can use overtime or outsource the work if necessary. However, if you use overtime your funding may not be sufficient to deliver the expected volumes and you will still be required to process all the mandatory activities.

You may be required, on request, to provide evidence that the funding provided to support the delivery of the Mandatory activities has resulted in additional HB staff resources.

Q10. What do I do if I can’t go live by 1 June 2020?

A10. We would expect this to happen only in exceptional circumstances and LAs would need to inform us and explain by email to: hddhb.fed@dwp.gov.uk

Q11. When will I get the funding?

A11. 2020-21 funding will be paid by April 2020 in one instalment as grant payment.

Q12. Is there any way DWP could counter the impact of LAs losing out financially in terms of more Fraud and Error resulting in more overpayments, loss of subsidy, the costs of recovery and resources needed?

A12. It is not possible to estimate the level of potential subsidy loss due to LAs finding increased F&E. LAs have a statutory obligation to ensure HB claims are correct and HB Award Accuracy is incentivising LAs to focus more effort in this area.

Overpayments relating to claimant error and fraud attract a 40% subsidy. LAs on average collect 67% of overpayments. If an LA improved its collection it could benefit from recovering the loss of subsidy and the amount of HB paid (equating to 140%). PDT is working to support LAs with recovery and has published the HB Overpayment Recovery Good Practice Guide on www.gov.uk

Q13. To mitigate the impact of overpayments created as a result of finding more reductions to weekly benefit entitlement, could LAs calculate the overpayment from the week in which the change is identified rather than the date of change?

A13. DWP guidance to LAs in the Calculation of Overpayments Guide (section 3.2) is to calculate the overpayment from the benefit week in which any change in HB should have been actioned up to the date entitlement actually reduced or ended. LAs should also adhere to the provisions of the HB Regulations 2006.

Q14. When will I receive the first set of data and who will this go to?

A14. LAs will receive their first set of data in scope for 2020-21 initiative in line with March 2020 HBMS data issue between week commencing 9 March and week commencing 30 March 2020. It will be delivered using the PGP e-mail. We are looking to improve data delivery in 2020 by using Transfer Your File (TYF). More detail about TYF will be provided to LAs in due course.

Q15. How do I select FCRs and manage these each month?

A15. Each LA has received funding to enable it to undertake an estimated volume of high priority FCRs during 2020-21 – the new risk data received as part of the monthly HBMS file will contain each LAs HB Caseload in ranked priority order, with those deemed as the highest priority flagged accordingly.

At present we have not been able to arrange for the new risk data file to be automatically uploaded into LAs IT Systems, so it will be necessary for each LA to decide on the volume of FCRs it plans to undertake each month, (profiled on the estimated yearly volumes funded), and arrange for a proportion of cases flagged as highest priority to be manually uploaded from the risk data file into their LA IT Systems.

Guidance issued by IT Suppliers should enable LAs to manually manipulate the new risk data into a suitable format for it to be uploaded and accepted into their IT System. LAs will need to ensure that existing functionality and/or other processes can identify appropriate cases that have already been uploaded and review activity commenced/completed, in order to avoid duplication.

Note: the risk data file will always provide a risk score for a live HB claim each month, it will not at this time remove the record where the LA has previously undertaken an FCR.