ECSH33000 - How to do a compliance check - contents

  1. ECSH33005
    How to ask questions
  2. ECSH33010
    Conduct and cooperation
  3. ECSH33015
    Working with advisors
  4. ECSH33020
    Start of the visit
  5. ECSH33025
    Contemporaneous notes of meeting
  6. ECSH33026
    Notebooks
  7. ECSH33027
    Digital notebooks
  8. ECSH33030
    Recording information
  9. ECSH33035
    Inspecting cash
  10. ECSH33040
    Support available
  11. ECSH33050
    Confirming registered details
  12. ECSH33105
    Understanding the corporate structure
  13. ECSH33110
    Confirming roles and responsibilities
  14. ECSH33111
    Nominated Officer
  15. ECSH33112
    Compliance Officer
  16. ECSH33120
    Understanding business activities