FOI release

FOI 144: How many adverse conduct reports against directors were submitted by Insolvency Practitioners

Updated 15 February 2021

Our ref: FOI20/21-144

Date: 2 December 2020

Dear ,

Re: Freedom of Information Act 2000

Thank you for your email of 27 November in which you requested from the Insolvency Service:

Under the Freedom of Information Act, I would like to know the following:

  • How many adverse conduct reports against Directors were sent to the Insolvency Service by insolvency practitioners

Please provide this data with a year-end of September 30 (or whichever is most convenient) for each of the last five years. If you are unable to provide data for the last five years, please just provide it for each of the last four years. If this is not possible, please provide data for each of the last three years. If this is not possible please provide data for each of the last two years. If that is not possible, please just provide data for the latest year available.

Your request has been dealt with under the Freedom of Information Act (FOIA).

I have provided the requested information below.

The figures for each year from 1 April to 31 March have been listed.

2015-2016 - 4277

2016-2017 - 7721

2017–2018 - 8530

2018-2019 - 9059

2019-2020 – 8784

Please note there was a change in 2016-2017 from a paper-based reporting system to a digital format of the report. This led to an assessment by an algorithm based on the answers to the questions to determine if there was potential misconduct or not. This is the reason for the significant increase in numbers for that year.

If you are not satisfied with the response we have provided you and would like us to reconsider our decision by way of an internal review (IR), please contact our Information Rights Team at foi@insolvency.gov.uk or by post at:

Information Rights Team

The Insolvency Service

3rd Floor

Cannon House

18 Priory Queensway

Birmingham

B4 6FD

United Kingdom

You also have the right to contact the Information Commissioners Office (ICO) if you wish for them to investigate any complaint you may have regarding our handling of your request. However, please note that the ICO is likely to expect an IR to have been completed in the first instance.

Kind regards,

Information Rights Team

The Insolvency Service

The Department for Business, Energy and Industrial Strategy, Official receivers and the Adjudicator are Data Controllers in respect of personal data processed by the Insolvency Service. For the details about how personal data is processed by the agency, please see the full Insolvency Service Personal Information Charter here: https://www.gov.uk/government/organisations/insolvency-service/about/personal-information-charter