Updates: Specialist Investigations Alcohol Guidance
2024
Recording information: copyright
removed reference to google street maps as should use HMRC Mapping
Introduction: types of alcohol fraud: outward diversion
Complete rewrite - Brought up to date current MO's and indicators
Case investigation: areas to consider: transport
6545 added
Complete rewrite
Introduction: types of alcohol fraud: contents
1405 and 1445 new pages added
Case investigation: areas to consider: goods: tracking movements
New page 6157 added
Intervention: Assessments and Penalties: Excise Assessments
Complete rewrite as FIS officers will now be raising EA's
Case investigation: operational visits: after the visit: Recording Notebooks
Archived - no longer needed content in SIAG4400
Case investigation: Operational visits: After the visit: Moving/sharing data
Replaced holding message with updated content
2023
Case investigation: operational visits: during the visit: computer imaging
archived as contained in 6765
Intervention: Assessments and Penalties: VAT and Excise Behavioural Penalties
Link to CH40300 - Charging penalties fixed
Case investigation: operational visits: after the visit: Altia
Process updated
Case investigation: operational visits: during the visit: airwave radios
Archived as FIS Civi Alcohol teams no longer use Airwave radios
Case investigation: operational visits: during the visit: recording the interview
content removed whilst update it as it is incorrect
Case investigation: areas to consider: warehouses: financial securities
Updated re premises guarantee by exception approach and updated links to guidance
Adopting a case: Case Management Document
Complete rewrite as CMR's no longer used. CMD is new document and this guidance gives instructins on how to complete it.
Case investigation: areas to consider: supply chain: tactical information package
Archived and unpublished. TIPS are included where releavant on each page so this page is not necessary
Intervention: Regulatory Interventions: Revocation
updated re pause and technical revocations - link to ocelot added
Appeals and Reviews: Preparing for Tribunal
learning added
Appeals and Reviews: The Hearing
Training and observation added plus further information links
Case investigation: areas to consider: companies: director and shareholder information
Added psc's
Case investigation: areas to consider: companies: insolvency history
updated re hpow checks can be done
Case investigation: areas to consider: companies: intelligence check
updated - removed ref to SWI, 5x5x5 and added Taws details
Case investigation: areas to consider: companies: debts
updated with new systems
Updated with new process
Governance and Management Assurance: case consolidation
References to KPI,CPR, CITEX removed - now CPMR ISBC
Removed contents all contained on one page now
Intervention: Assessments and Penalties: FACET
Contents removed - no longer applies only need one page summary now.
Intervention: Assessments and Penalties: FACET: Contents
merged with 8045
Case investigation: areas to consider: due diligence: due diligence for revenue traders
Updated to include the helpcard &n rewritten
Updated referral details
Case investigation: areas to consider: due diligence: credit
now covers credit - evaluction incorporated into 6050
Case investigation: areas to consider: Commerciality and Market Viability: Commerciality
page renamed from financial profiling to cmmerciality. Now includes details of FPU (now AFA)
Case investigation: areas to consider: commerciality: instructing an FPU accountant
FPU now AFA, details of instructing AFA now included in 6030 & 6040
Case investigation: areas to consider: Commerciality and Market Viability: market viability
references toFPU changed to AFA, removed para on contacting AFT
complete rewrite as outdated, replaced by details of new processes since leaving the eu
Case investigation: Areas to consider: Overseas information: Administrative cooperation requests
rewrite previously outdated - new processes since leaving EU
Rewritten with details of new processes since leving EU. 6315 & 6316 removed
Updated re new process around requests following EU exit
rewritten due to changes in process for obtaining information since brexit
No longer required
no longer needed
Case investigation: Areas to consider: Overseas information: Multi lateral control
Updated with new process for MLC post brexit
Managing, Recording and sharing information: Recording Information
Rewrite - updated and Case management records log added
Managing, Recording and Sharing Information: Managing Information
Updated
Governance and management assurance: Managers Assurance
rewritten with new content
Appeals and Reviews: Witness Statements
Rewrite -content remived as available elsewhere and Management chain overview added
Adopting a case: Case Adoption Report
Changed from Commissioning Document - process updated
Page archived -no longer need
Managing, Recording and Sharing Information: Managing Information
Conent withdrawn - review message added
Recording information: quality of information
Content merged into 4400
Managing, Recording and sharing information: Recording Information
Content temporarily removed whilst updated
Recording information: notebooks
Content merged into 4400
Managing, Recording and Sharing Information: Disclosing and Sharing Information
Wxisting content replaced with updated content from othe rmerged pages
Recording information: meetings, telephone calls and emails
Content merged into 4400
Disclosure: disclosure of information: sharing information
Content merged into 4500
Disclosure: disclosure of information: disclosure to insolvency practitioners
Content merged into 4500
Disclosure: civil disclosure within FIS Alcohol: introduction
Content merged into 4500
Disclosure: civil disclosure within SI Alcohol: training available
Content merged into 4500
Disclosure: civil disclosure within FIS Alcohol: additional information
Content merged into 4500
Disclosure: disclosure of information: sharing information: contents
Contents merged into 4500
Disclosure: civil disclosure within FIS Alcohol: contents
Contents merged into 4500
Contents merged into 4500
Managing, Recording and Sharing Information: Managing Information
Updated & merged with 4150, 4200, 4250, 4300
Recording information: sensitive information
Page now merged with 4050
Recording information: Freedom of information
Now mergen into 4050
Recording information: data protection
Now merged into 4050
Recording information: copyright
Content now merged into 4050
Adopting a case: Case Adoption Report
Content removed while under review
Adopting a case: case handover protocol
Content removed whilst updated
Case investigation: operational visits: during the visit: computer imaging
Review message replaced with content
Adopting a case: registering FIS Alcohol interests
EF instructions removed, TAWS added
Adopting a case: background checks
Removed ref to template and RIS added TAW and It Systems
Recording information: retention and weeding periods
Page archived - links to relevant information now in 3225
Recording information: disposing of information
Page archived - links to relevant information now in 3225
This page has now been archived as Public Notices can be found in the FIS Alcohol Hub
Adopting a case: setting up the case folder: SharePoint
Rewrite re SharePoint not CAF's
Adopting a case: setting up the case folder: Folder Structure
Rewrite re move to 4 folder system instead of 12 and re SPS not CAFs
Adopting a case: setting up the case folder: file naming
Rewrite re move from CAF to SPS
Adopting a case: setting up the case folder: Emails
Rewrite & renamed - updated
Adopting a case: setting up the case folder: Managing Information and Records
Rewrite - brought up to date re sharepoint
2022
Recording information: case logs
Page archived as no longer use caselogs, since Caseflow and CPMR
Governance and management assurance: Managers Assurance
Removed reference to Op Assurance template, no longer exists
Archived as no content
2021
Debt Recovery: Non Insolvency: Call on guarantees
Section restructure & page replaced
Debt Recovery: Non Insolvency: Tort and Debt Claims
paragraphs not added in error
Debt Recovery: Non Insolvency: Injunctive Relief
Whole section restructured and page replaced with new content
Intervention: Claim Form Action: Claims
Page Archived – content updated and moved to 9000
Intervention: Insolvency Action: Appointing and replacing an Insolvency Practitioner
Page Archived – content updated and moved to 8340
Intervention: Claim Form Action: Contents
Page Archived – content updated and moved to 9000-9040
Intervention: Debt Recovery: Civil Asset Recovery
Whole section restructured & updated
Case investigation: operational visits: during the visit: Data Acquisition
Update re change of name, links and role description
Adopting a case: case selection
process & terminology refreshed
Introduction: regulatory intervention
Page temporarily unpublished whilst under review.
Introduction: standard operating procedures
Page temporarily unpublished whilst under review.
Adopting a case: roles and responsibilities: other alcohol groups
Unpublished whilst under review
Introduction: asset recovery: insolvency
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: provisional liquidation
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: compulsory liquidation
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: administration
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: freezing orders
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: petitions
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: wrongful trading
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: fraudulent trading
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: misfeasance
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: preference
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: transactions at an undervalue
Unpublished whilst under review
Introduction: asset recovery: insolvency tools: other action against directors
Unpublished whilst under review
Introduction: asset recovery: civil tort
Unpublished whilst under review
Introduction: asset recovery: contents
Unpublished whilst under review
Introduction: running civil and criminal cases in tandem
Unpublished whilst under review
Introduction: operational security (OPSY)
Unpublished whilst under review
Links to unpublished pages removed whilst under review
Unpublished whilst under review
Legislation: definition of a revenue trader
Unpublished whilst under review
Added link to TCA and referenced the protocol
Intervention: Assessments and Penalties: FACET: Contents
Updated to reflect that the UK has left the EU and also merged with content form 8055
Intervention: Assessments and Penalties: Tax Loss Letters: Tax Loss Letters
Updated to say that the letters are currently being updated following the UK's departure from the EU and contents of 8071 & 8072 merged into 8070.
Intervention: Regulatory Interventions: Financial Security
Updated to remove links to outdated manuals and replace with .GOV. guidance links
Intervention: Regulatory Interventions: Deregistration using the Ablessio principle
Updated to say that still applies post UK exit from EU and process for applying the principle has changed
Intervention: Regulatory Interventions: Warehouse Premises Revocation
Page Archived: Contents merged into SIAG8140
Intervention: Regulatory Interventions: Warehousekeepers Revocation
Page Archived: Contents merged in to SIAG8140
Page Archived:Content merged into SIAG 8070
Intervention: Assessments and Penalties: FACET: FACET Assessments
Page Archived: Contents merged into SIAG8050
Case investigation: areas to consider: overseas information: further information
Page Archived: Not needed information is already included elsewhere in this manual.
Case investigation: areas to consider: goods: tracking movements: tracking movements through EMCS
Updated re access to EMRA post UK exit from EU
Case investigation: areas to consider: individuals: Bank Accounts
Updated re countries with which we have tax cooperation requests with and process for requesting that information.
Case investigation: Areas to consider: Overseas information: Multi lateral control
Guidance replaced with note that following the departure of the UK from the EU, new guidance on the legislation allowing the exchange of information and the new process is currently being written
Case investigation: Areas to consider: Overseas information: Information from third countries
Process for requests updated
Case investigation: areas to consider: consignees and consignors: introduction
Added sentence to state RC's now only relevant in NI
Case investigation: areas to consider: consignees and consignors: registered consignee
Updated to say that following the UK’s withdrawal from the European Union post 31 December 2020 this service is only applicable in Northern Ireland
Case investigation: areas to consider: consignees and consignors: temporary registered consignee
Guidance updated following the UK's departure from the EU
Case investigation: areas to consider: consignees and consignors: registered consignor
Updated to reflect changes due to departure from EU
Case investigation: areas to consider: transport: documentation
Post UK exit from EU update
Intervention: Regulatory Interventions: Revocation
Update re new legislation to allow temporary approvals
Case investigation: areas to consider: tax representatives
Post UK exit from EU updated show this service is only applicable in Northern Ireland
Case investigation: areas to consider: commercial importers
Updated to note that following UK’s exit from the EU this service is only applicable in Northern Ireland.
Legislation: main legislation used
Contents out of date
Legislation: council directives and EC regulation
Archiving - Contents out of date.
2020
Governance and management assurance: Alcohol Assurance Panel
Archived
Governance and management assurance: E&C Dispute Resolution Board
Archived
Governance and management assurance
Links to 7035 and 7040 removed as pages archived. 7030 renamed to Dispute & resolution governance
Governance and management assurance: Dispute and resolution governance
Page rewritten to reflect current procedures
2019
Rewrite
Case investigation: Areas to consider: Overseas information: Administrative cooperation requests
Rewrite
Content replaced with new section on completing admin coop request forms for mirroe load providers
New section
Link added
Case investigation: Areas to consider: Overseas information
New page created 6311, deleted page on SCAC's now incorporated into Admin coop requests
2018
Case investigation: areas to consider: individuals: open source internet research
Content replaced with links to new guidance
Intervention: Assessments and Penalties: Excise Assessments
Link to SIAG8090 added
Intervention: Debt Recovery: Fast Track Recovery
Link to SIAG8090 added
2017
Measures: Methodology: Contents
Sub Content pages added
Sub content pages added. Section name changed
Sub Sections added
Intervention: Assessments and Penalties: VAT Assessments: Kittel
Links to MTOG added
Removed note that site was under construction
Content added to pages previously under construction
Intervention: Assessments and Penalties: Contents
Pages added
2016
Governance and management assurance
Content added for 7010
Governance and management assurance
Section previously under construction - content now added