Non-CITEX officer operational process: warning letter: issuing a warning letter
THIS GUIDANCE IS FOR NON-CITEX OFFICERS ONLY
Once the CCP Network has agreed the decision to issue a CPWL on the CPAC, the Compliance Officer must
- issue the original to the trader
- record the issue of the CPWL on Caseflow or equivilent system
- send an e-copy to CITEX CCP Network team.
The CITEX CCP Network will update the spreadsheet.