Corporate report

Office of the Public Guardian business plan: 2019 to 2020 (web version)

Updated 1 October 2020

Applies to England and Wales

Supported decision making

Our vision is for the Office of the Public Guardian (OPG) to strengthen supporting decision making.

We’ll encourage:

  • freedom of decisions for all who can make decisions
  • support for all who could make decisions

and we’ll provide:

  • protection for any who cannot make decisions

Foreword by Edward Argar MP

Modern living has changed us in ways we could never imagine. A 21st-century society and advances in technology have given us more choice in what we do and have changed the way we live. Those born in the 1980s can expect to live until they are 89, and a quarter of babies born today will live to be over 100.

An ageing population and a changing social, cultural and technological world bring opportunities and challenges for the economy, our services and society.

Fewer people are living in traditional family units, while the rate of dementia is on the rise. These factors increase the need to make sure everyone has the freedom to make their own decisions about their affairs. Government needs to provide support to those who need help in making decisions about their finances and care. It also has a duty to protect those who lack the mental capacity to do so for themselves.

OPG’s role in registering lasting powers of attorney and supervising deputies means that it is central to fulfilling our commitments to the most vulnerable members of our society. That is why I’m pleased to introduce the OPG business plan for 2019 to 2020 which sets out the agency’s aims for the year.

Safeguarding is a priority for OPG. This is about working together with colleagues across private, public, voluntary and community organisations.

OPG aims to provide better support and protection for our users, building on the work that has already been done in this area. I welcome the steps we have taken towards raising awareness of the need for lasting powers of attorney. This means more people will know how to appoint people they trust to support them in making decisions if they lose mental capacity.

OPG’s transformation programme (OPG 2025) is aimed at making sure it continues to provide highly efficient services, allowing our people to help others to uphold the principles of the Mental Capacity Act 2005.

This will be the final business plan published under the leadership of Alan Eccles. Alan’s passion and drive will be truly missed. I’m grateful for his commitment and dedicated public service. As Public Guardian for England and Wales, Alan has been as an exemplary public servant who has done much to bring OPG’s work to the fore and raise greater public awareness. In Nick Goodwin, OPG has a fine replacement who I believe can build on the ambitious direction Alan has set for the future.

Edward Agar MP, Parliamentary Under Secretary of State for Justice.

Introduction by Alan Eccles CBE

People today are living longer than ever. In the UK there are 850,000 people currently living with dementia. This number is likely to rise to over 1 million by 2025 and to 2 million by 2051. The Stroke Association confirms there are over 1.2 million stroke survivors living in the UK. Headway, the brain injury association, recorded a 10% increase in admissions for acquired brain injuries between 2005 to 2006 and 2016 to 2017. With figures like these, there will be a growing demand for our services.

Over the past 7 years as the Public Guardian for England and Wales, both government and society have changed. Since we started in 2007, we have grown rapidly from a small London-based workforce to a substantial Midlands-based employer. Our staff numbers have increased to more than 1,500 staff in total within our Birmingham and Nottingham offices.

Year-on-year, we have managed record numbers of lasting powers of attorney (LPAs). In our first full year, we handled over 90,000 applications. By the end of 2018, over 3.4 million LPAs and 150,000 enduring powers of attorneys (EPAs) were on our registers. At the same time, we have continued to supervise about 59,000 court-appointed deputies.

With such an increase and more awareness of what we do, we expect future demand for our services to grow. More people will need our support to plan for their future or for a time where they need to help others make decisions.

For these reasons we must adapt, keep pace and continue to provide the high-quality service our users need.

Our transformation programme – OPG 2025 – is about changing the way we provide services. It will help us meet the growing needs of our users, partners and stakeholders. It will make sure our users experience a better level of support. Overall, it will help us to respond to the changing needs of society. This is so we can better support adults at risk and create high-quality services that are accessible and affordable.

To make sure we do this work right, this year we’ll continue to pay more attention to the changing needs and experiences of our users.

And for the first time, we will be supervising court-appointed guardians of missing people as detailed in the Guardianship (Missing Persons) Act 2017.

From being mostly paper-based, we aim to move towards online services. We want to offer timely processing and have the ability to take on new opportunities. We recognise that we provide unique services and understand the environment in which we operate.

This ambition reflects our commitment to creating services that are open to all, and that everyone can have confidence in. OPG 2025 will help to achieve this aim.

Alan Eccles CBE, chief executive and Public Guardian for England and Wales.

Our year in numbers: 2018 to 2019

Facts and figures

Description Performance Aim
Clearance time for powers of attorney 38 working days 40 working days
Average time for investigations to reach a decision signed-off by the Public Guardian 66 working days 70 working days
Deputy first contact support within 35 working days 92% 85%
Risk assessment within 2 working days 95% 95%
Number of professional and local authority deputies reviewed 33% 33%
Average time to get a deputy report 42 working days 40 working days
Average time to review a deputy report 11 working days 15 working days
Average time to reply to requests for searches to the registers 5 working days 5 working days
Average time to complete work OPG is responsible for in Public Guardian recommendations if court action is needed 34 working days 35 working days
Average time to complete work OPG is responsible for in Public Guardian recommendations if court action is not needed 11 working days 25 working days

Customer service indicators

Description Performance Aim
Complaints fully responded to within 10 working days 80% 90%
Customer satisfaction survey – very or fairly satisfied with OPG services 89% 80%
Customer satisfaction survey – very or fairly satisfied with OPG online services 96% 80%
Customer correspondence responded to within 10 working days 97% 90%
Customer contact centre average call wait time 82 seconds 150 seconds
Percentage of customers choosing to make their LPA applications online 29% 30%
Percentage of deputies choosing to submit their deputy reports online 38% 35%

Our transformation

Alan Eccles CBE, Public Guardian and CEO:

We want our lasting powers of attorney services to be as well known as driving licences – affordable, portable, flexible and accepted wherever they are used.

OPG 2025

Changing how we provide our services – improving lives together

Our transformation programme, also known as OPG 2025, is about changing how we provide services so we can meet our future challenges. It’ll help us to make our long-term aims a reality, so we can improve lives together. We’ll make better use of digital products, services and smarter ways of working to free up our time to offer more support, advice and better outcomes for everyone.

A digital future will make our services more available, flexible and simpler for customers to use in a way that is affordable and convenient for them. We’ll do this while making sure our services are accessible to all of our customers.

We’ll work with our partners and stakeholders, so the services we develop put us in the best position to meet our users’ needs. We’ll do this while we continue to put safeguarding at the heart of everything we do.

OPG 2025 will be our foundation for the future.

To do this we will:

  • better understand and meet the needs of our users now and in the future
  • create greater awareness and understanding of LPAs
  • spend more time supporting, advising and guiding others – giving greater protection for any adults at risk
  • introduce new services needed by our users
  • reduce the handling, use and storage of paper in the organisation
  • make sure that we provide services that are affordable and sustainable

Sheila Woodcock, retired, South Wales

Filling in a lasting power of attorney form took me 45 minutes to do online, and for the second LPA it was even quicker.

In 2019 to 2020, we will:

  • carry out research to find out why more people do not take out an LPA
  • carry out research to understand what support our users need from us to help them in their role as deputies or attorneys or when making an LPA
  • establish what impact LPAs have had on society and what this means for our future services
  • develop a proposal for a paperless LPA
  • launch an online service to make it quicker and easier for attorneys and third parties to use an LPA – including a Welsh language version
  • encourage the use of different ways to pay for our services, with less use of cheques
  • promote LPAs through a targeted campaign – Your Voice, Your Decision
  • complete the development of our case management system, moving all relevant data and shutting down older systems
  • look at ways to reduce the large volume of paper we receive
  • confirm plans for moving to a new Birmingham office location in 2022 to help us to provide better services
  • encourage our people to work smarter, helping them to easily work together, more flexibly and creatively

Our business as usual

Julie Lindsay, chief operating officer:

We protect people who may not have the mental capacity to make certain decisions for themselves. Where people lack mental capacity, we support those who act on their behalf to make good decisions. We supervise court-appointed deputies and investigate concerns about the conduct of attorneys and deputies to protect the interests of adults at risk.

2019 to 2020

Preparing for the future while providing an excellent service today

While we look to the future and change the way we deliver our services, we will not forget the importance of providing an excellent service today. We’ll remain focused on our service commitments in registering powers of attorney, supervising court-appointed deputies and investigating concerns.

We’ll do this through our values of:

Purpose

Being proud to make a difference for the public we serve.

Humanity

Treating others as we would like to be treated. Valuing, supporting and encouraging everyone to be the best they can be.

Openness

Innovating, sharing and learning. Being courageous, curious and pursuing ideas to improve the services we provide.

Together

Listening, collaborating and contributing. Making sure we act together for our common purpose.

Emma Quarshie, retired, Slough:

You can decide who can have power of attorney and what you want them to do for you. It’s all about the people you trust.

In 2019 to 2020, we will:

  • increase awareness about our safeguarding role
  • begin to implement the recommendations from our safeguarding strategy to better protect adults at risk
  • have a system in place for supervising court-appointed guardians, in line with the Guardianship (Missing Persons) Act 2017.
  • complete and evaluate the mediation pilot started in 2018 – this is to encourage the use of mediation over court proceedings to settle disputes and better protect the adult at risk
  • implement further improvements we’ve identified in the supervision review
  • develop proposals for a new supervision fee structure
  • increase understanding of powers of attorney (both lasting and enduring) and deputy court orders with our partners in health and social care
  • improve the way in which people can apply for a reduction of fees (remission or exemption)
  • continue to implement targeted leadership development groups aimed at growing the diversity of our people represented at senior levels and being a better representation of the society in which we provide our services
  • support an environment that is flexible where our people can be at their best, encouraging them to develop their skills and offering varied career opportunities
  • support our people and develop confident leaders to inspire and help meet our objectives – line management programme
  • launch a new people strategy that sets out our strategy for building capability, diversity and inclusion for the future
  • continue to support and grow our social mobility routes into work through several schemes, for example, apprenticeships, care-leavers and returners to work

Performance indicators for 2019 to 2020

Customer focus

Description Aim
Customer satisfaction survey – very or fairly satisfied with power of attorney services 80%
Customer satisfaction survey – very or fairly satisfied with deputyship services 80%
Customer satisfaction survey – very or fairly satisfied with OPG online services 80%
Percentage of deputies choosing to submit their deputy reports online 35%
Average age of the donor Less than 74
Percentage of complaints fully responded to within 10 working days 90%
Percentage of customers choosing to fill in their LPA forms online 30%
Percentage of calls answered within 5 minutes 95%

Operational delivery

Description Aim
safeguarding risk assessments within 2 working days 95%
safeguarding risk assessment to reach a final outcome in 5 working days 95%
percentage of lasting powers of attorney registered without error 95%
Average time taken to implement court action if necessary 35 working days
Average time taken to review deputy report 15 working days
Average time taken to implement actions if court not necessary 25 working days
Average time taken to reach Public Guardian sign off investigations report 70 working days
Average time for power of attorney services clearance 40 working days
Average time for obtaining the deputy report 40 working days
Percentage of staff participated in a learning or development opportunity in the past 3 months (Pulse survey) 80%
Average days lost due to sickness 7.5 working days
Staff engagement score (Pulse survey) 62
Average time to hire 52 working days
Staff turnover 10%

Our people

Alan Eccles CBE, Public Guardian and CEO:

I am delighted that the work we’ve put in to create the right working environment has been positive for everyone at OPG.

About us

The Office of the Public Guardian (OPG) in England and Wales is a government body and an executive agency of the Ministry of Justice (MOJ).

We sit within the framework of the Mental Capacity Act 2005 (MCA).

We were established on 1 October 2007 to replace the Public Guardianship Office (PGO). Initially located in London, most functions transferred to offices in Birmingham and Nottingham in 2009.

We offer a range of services to our users. These include:

  • registering lasting and enduring powers of attorney
  • supervision of court-appointed deputies
  • maintaining registers for deputy court orders, lasting and enduring powers of attorney
  • investigating concerns reported against deputies and attorneys
  • offering support to MOJ, health and social services to uphold the principles of the MCA

In 2019, we’ll begin to supervise court-appointed guardians of missing persons in line with the Guardianship (Missing Persons) Act 2017.

Our current Public Guardian and chief executive is Alan Eccles CBE. He succeeded Martin John in April 2012. Alan recently announced his intention to retire in June 2019 and Nick Goodwin will replace him as the new Public Guardian from July 2019.

1,564 Members of staff (June 2018)

306,705 Telephone calls

3,753,097 Power of attorneys on the register

13,786 Visits completed in 2018 to 2019

286 New investigations March 2019 (275 Concluded)

Glossary

Donor

Someone who has created either an enduring or lasting power of attorney. They are referred to as donors because they have donated certain decision-making powers to someone else.

Attorney

The person chosen to act for someone else on an enduring power of attorney (EPA) or lasting power of attorney (LPA).

Client

The person a deputy has been appointed to act on behalf of.

Deputy

A person appointed by the Court of Protection to support someone (the client) who lacks the mental capacity to make certain decisions themselves. A deputy is appointed if someone loses mental capacity and does not have an LPA in place.

Lasting power of attorney (LPA)

A legal document which is used to appoint someone to support you should you lose the mental capacity to make certain decisions yourself. There are two types of LPA:

  • health and welfare
  • property and financial affairs

Both types of LPA must be registered with OPG before they can be used.

Enduring power of attorney (EPA)

Replaced LPAs in October 2007. Like an LPA, it is a legal document used to appoint someone to make decisions on your behalf should you lose mental capacity. EPAs signed and dated before 1 October 2007 are still valid and can be registered with OPG when the donor starts to lose, or has lost, mental capacity.

Mental capacity

The ability to make a specific decision at the time that the decision needs to be made. You can find a legal definition of mental capacity in section 2 of the MCA.

Best interests

Any decisions made, or actions taken, on behalf of someone who has lost mental capacity must be in their best interests. There are standard steps to follow when deciding on someone’s best interests. These are set out in section 2 of the Mental Capacty Act (MCA) code of practice.

User

Anyone who makes use of OPG services. This could be LPA or EPA donors, attorneys, deputies, clients, partners or intermediaries. It also covers staff using OPG systems.

Contact details

Address:

Office of the Public Guardian
PO Box 16185
Birmingham
B2 2WH

DX: 744240 Birmingham 79

Telephone: 0300 456 0300

(from outside the UK +44 300 456 0300) Monday to Friday 9am to 5pm (Wednesday 10am to 5pm)

Textphone: 0115 934 2778

Fax: 0870 739 5780

Email: customerservices@publicguardian.gov.uk