Guidance

List of Smarter Regulatory Framework statutory instruments

List of financial services statutory instruments (SIs) related to the Smarter Regulatory Framework.

• From: HM Treasury
• Published: 11 July 2023
• Last updated: 24 April 2024
  Show all updates

  1. 24 April 2024

     Links to The Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024 and The Securitisation (Amendment) Regulations 2024 added.

  2. 9 February 2024

     The Data Reporting Services Regulations 2024, the Securitisation Regulations 2024 and the Public Offers and Admissions to Trading Regulations 2024 added

  3. 21 December 2023

     The Financial Services and Markets Act 2023 (Commencement No. 4 and Transitional and Saving Provisions) (Amendment) Regulations 2023 added. The Data Reporting Services Regulations 2023, The Securitisation Regulations 2023 and The Public Offers and Admissions to Trading Regulations 2023 moved to Draft Affirmative Statutory Instrument page

  4. 28 November 2023

     Updated with the Data Reporting Services Regulations 2023, the Securitisation Regulations 2023 and the Public Offers and Admissions to Trading Regulations 2023

  5. 23 November 2023

     Updated with The Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023 and The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023

  6. 25 July 2023

     The Electronic Money, Payment Card Interchange Fee and Payment Services (Amendment) Regulations 2023 added

  7. 11 July 2023

     Updated with link to The Financial Services and Markets Act 2023 (Commencement No. 1) Regulations 2023

  8. 11 July 2023

     First published.

Documents

The Financial Services and Markets Act 2023 (Commencement No. 1) Regulations 2023

https://www.legislation.gov.uk/uksi/2023/779/contents/made

The Electronic Money, Payment Card Interchange Fee and Payment Services (Amendment) Regulations 2023

https://www.legislation.gov.uk/uksi/2023/790/contents/made

The Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023

https://www.legislation.gov.uk/ukdsi/2023/9780348253313/contents

The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023

http://www.legislation.gov.uk/id/ukdsi/2023/9780348253238

The Financial Services and Markets Act 2023 (Commencement No. 4 and Transitional and Saving Provisions) (Amendment) Regulations 2023

https://www.legislation.gov.uk/uksi/2023/1382/contents/made

The Data Reporting Services Regulations 2024

https://www.legislation.gov.uk/uksi/2024/107/contents/made

The Securitisation Regulations 2024

https://www.legislation.gov.uk/uksi/2024/102/contents/made

The Public Offers and Admissions to Trading Regulations 2024

https://www.legislation.gov.uk/uksi/2024/105/contents/made

The Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024

https://www.legislation.gov.uk/uksi/2024/539/contents/made

The Securitisation (Amendment) Regulations 2024

https://www.legislation.gov.uk/ukdsi/2024/9780348260670/contents

Details

This document includes links to all the financial services SIs that are either subject to debate in the Houses of Parliament or have completed their parliamentary stages and are now made (i.e. signed and numbered). This list will be updated as further SIs are made. Some of these SIs were previously published in draft before laying - links to previously published drafts of financial services SIs.