Guidance

List of Smarter Regulatory Framework statutory instruments

List of financial services statutory instruments (SIs) related to the Smarter Regulatory Framework.

Documents

The Financial Services and Markets Act 2023 (Commencement No. 1) Regulations 2023

The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023

The Data Reporting Services Regulations 2024

The Securitisation Regulations 2024

The Public Offers and Admissions to Trading Regulations 2024

The Securitisation (Amendment) Regulations 2024

Details

This document includes links to all the financial services SIs that are either subject to debate in the Houses of Parliament or have completed their parliamentary stages and are now made (i.e. signed and numbered). This list will be updated as further SIs are made. Some of these SIs were previously published in draft before laying - links to previously published drafts of financial services SIs.

Published 11 July 2023
Last updated 24 April 2024 + show all updates
  1. Links to The Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024 and The Securitisation (Amendment) Regulations 2024 added.

  2. The Data Reporting Services Regulations 2024, the Securitisation Regulations 2024 and the Public Offers and Admissions to Trading Regulations 2024 added

  3. The Financial Services and Markets Act 2023 (Commencement No. 4 and Transitional and Saving Provisions) (Amendment) Regulations 2023 added. The Data Reporting Services Regulations 2023, The Securitisation Regulations 2023 and The Public Offers and Admissions to Trading Regulations 2023 moved to Draft Affirmative Statutory Instrument page

  4. Updated with the Data Reporting Services Regulations 2023, the Securitisation Regulations 2023 and the Public Offers and Admissions to Trading Regulations 2023

  5. Updated with The Financial Services and Markets Act 2023 (Benchmarks and Capital Requirements) (Amendment) Regulations 2023 and The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023

  6. The Electronic Money, Payment Card Interchange Fee and Payment Services (Amendment) Regulations 2023 added

  7. Updated with link to The Financial Services and Markets Act 2023 (Commencement No. 1) Regulations 2023

  8. First published.