Transparency data

Insolvency practitioner sanctions: Andrew Dix 10 February 2023 (2)

On 10 February a Consent Order was made against Mr Andrew Dix of Chelmsford, United Kingdom

• From: The Insolvency Service
• Published: 3 March 2023

Documents

Consent Order Andrew Dix

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Details

Between 24 July 2019 and 5 August 2019, Mr Andrew Dix in the lead up to his appointment as Liquidator of “A” Limited, failed to take reasonable steps to evaluate the threats to compliance with the Fundamental Principles that he had identified contrary to ICAEW’s Code of Ethics Part D.

Between 24 July 2019 and 5 August 2019, Mr Andrew Dix in the lead up to his appointment as Liquidator of “A” Limited, failed to: a) Maintain sufficient contemporaneous records to demonstrate the steps he took and the conclusions he reached in identifying, evaluating and/or responding to any threats to the fundamental principles, contrary ICAEW’s Code of Ethics Part D And/or b) Maintain sufficient records to enable a reasonable and informed third party to reach a view on the appropriateness of his actions, contrary to ICAEW’s Part D Code of Ethics.

On or around 24 July 2019, Mr Andrew Dix, prior to his appointment as Liquidator, sent a letter to the creditors of “A” Limited, which failed to report openly and transparently the relationship between “X” Limited and “Y” Limited, contrary to ICAEW’s Code of Ethics Part D.

Mr Andrew Dix is therefore liable to disciplinary action under Disciplinary Bye-law 4.1b

Published 3 March 2023