Guidance

Sanctions compliance in the financial services sector: threat assessment

Assessment of threats to UK financial sanctions compliance: a report from OFSI to support a risk-based approach to compliance in financial services.

• From: Office of Financial Sanctions Implementation
• Published: 13 February 2025

Documents

Financial Services Threat Assessment Report

PDF, 3.82 MB, 29 pages

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Details

This publication is one in a series of sector-specific assessments by the Office of Financial Sanctions Implementation (OFSI) addressing threats to UK financial sanctions compliance.

These assessments demonstrate OFSI’s commitment to proactively investigate breaches of UK financial sanctions. This assessment provides information on suspected sanctions breaches only and is intended to assist stakeholders with prioritisation as part of a risk-based approach to compliance.

Published 13 February 2025