Guidance

Financial sanctions enforcement and monetary penalties guidance

Guidance for UK financial sanctions in relation to enforcement and monetary penalties

From:
Office of Financial Sanctions Implementation
Published
12 February 2024

Documents

Financial sanctions enforcement and monetary penalties guidance

PDF, 728 KB, 29 pages

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Details

Guidance for UK financial sanctions in relation to enforcement and monetary penalties covering:

  • OFSI’s compliance and enforcement approach
  • Case assessment
  • The monetary penalty process
  • Procedure for imposing a monetary penalty
  • The right of review
  • Right of appeal
  • Paying a monetary penalty
  • Publication of monetary penalty and breach details
  • Publication of breaches where no monetary penalty is imposed
Published 12 February 2024