Ghanshyam Batra v The Financial Conduct Authority: [2014] UKUT 0214 (TCC)
Upper Tribunal Tax and Chancery decision of Judge Sinfield and Member Neill and Member Fraenkel on 13 May 2014.
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FINANCIAL SERVICES – withdrawal of approval and prohibition of approved person - whether Applicant made false and misleading representations in mortgage applications - yes - whether Applicant failed to deal with the Authority in open and co-operative manner - yes - whether Applicant dishonest - no - whether Applicant lacked integrity - yes - whether Applicant fit and proper person - no - prohibition from carrying out any function confirmed - reference dismissed.
Published 1 December 2016